Regional Compliance Manager (Regulatory Compliance)
United Bank Limited
Total years of experience :20 years, 8 Months
My active assignment is of Regional Compliance Manager (Regulatory Compliance) M.A.G Region Abbottabad. My prime responsibilities are to lead the Regional Compliance setup and oversee advisory on all compliance related queries and escalations from the business units along with Policy review with respect to Regulatory & FC Compliance. Single point of contact for branches in providing Compliance Advisory with respect to Regulatory affairs. Assisting Branches by guiding them in completing CDD, EDD and On-boarding of High Risk & restricted relationship according to UBL Bank country risk policy. Follow up on critical & time sensitive LEAs RFIs as assigned by LEA Coordination Unit at HO. Coordinating with internal stake holders, attending meetings to discuss and address regulatory compliance related matters.
Previous Assignments:
