Compliance Officer
TANFEETH
Total years of experience :21 years, 9 Months
Compliance - CDD Operations
Has worked in FATCA verification Department (Foreign Account Tax Compliance Act- a law implemented by an intergovernmental agreement between USA and UAE governments on July-2014 to verify US persons and entities accounts in UAE).
•Verification of ATM survey processed for individuals with original Docs
•Call verification for mismatch cases and where documents are required
•Obtaining declaration form and TIN/EIN from customers
•Reporting of highlighted reportable and recalcitrant customers
•Monitoring of FCRM (Financial Crime & Risk Management System, i-e specially designed to highlight the customers having US Indicia) cases on weekly basis and send the report to relevant unit for completion of required documents.
•Department: Credit Card Processing
Has worked as credit card processor (For Emirates Islamic Customers) in centralize processing unit at Dubai and my duties are:-
•Receiving credit card applications from branches for processing
•Scrutinizing of application forms as per process flow
•Verifying the applications in Embounce, Central Bank Client Verification System and Word Check in order to confirm that the applicant is not in the suspected list of Emirates Group, Central Bank and Dubai Police.
• Verification of client liabilities and Income from system and provided statement.
•Processing the application as per process flow with the updates note pad.
•AECB verification and other misc. CIF updates checking at the time of receiving original files from branches.
I have worked as Regional Accountant - Makkah, looking after the following responsibilities for Makkah Branches:-
•Issuance & receiving of coupons for Makkah Region Branches.
•Initiate and verification of expenses in system, receive from branches and further settlement of their respective heads through bank transfer.
•Monitoring & monthly balancing of cash invoices, coupons and expenses
Has worked as Regional Cash Controller - Cash Management Department, Makkah and looking after following tasks for managing 9-branches:-
•Monitoring of daily sales figure/bank deposit confirmation.
•Supervision of Head Cashiers in different aspects like seasonal change money arrangement from the banks and resolving the bank related issues with coordination of Head Office - Jeddah
•Maintaining audit control on head cashiers & cashiers activities by monthly and weekly visits to regional branches.
•Monitoring of branches FCY position & reconciliation
•Monthly sale reconciliation & ensuring timely reimbursement of expenses of regional branches by making coordination with accounts department
Has worked as back-up in centralized accounts department of Makkah region and looking after following tasks here:-
•Issuance and monthly balancing of coupons for Makkah region branches
•Initiate and verification of expenses in system, receive from branches and further settlement of their respective accounts payable heads.
•Monitoring of monthly balancing and relevant quarries
Has worked as Cash Supervisor Bindawood Hyper Market with the following tasks:-
•Ensuring error free transactions all the time on floor.
•Supervision of cashiers in different aspects as per process flow all the day till wind-up.
•Managing cash and further deposit in bank through security service
•View the daily void and cancelled transaction and further verifying it through CCTV thus enabling fraud and error free operations on floor.
•Assist manager in managing funds in peak time i-e Haj and Ramadan
Supervision of cashiers in daily receipts & payments
•Managing LCY and FCY as per limit and requirement.
•Sorting of cash as per SBP requirement.
•ATM replenishments
•Preparation of EOD reports and balancing
•Review of daily activity through audit & compliance point of view
•Monitoring of fortnightly report of prize bonds and suspense accounts.
•Working as back-up of CD In charge for issuance of cheque books and debit cards etc.
•Besides this all keep my department on track as per the guidelines provided by State Bank Of Pakistan.
•The Royal Bank Of Scotland
•Pakistan
Monthly stocktaking & yield analysis at mill.
•Inventory management of Yarn & Store.
•Making reconciliation of Debtors & Creditors.
•Making calculation for monthly sale tax return of yarn.
•Working on monthly reconciliation with banks.
•Giving assistance to Manager Accounts for preparation & finalization of accounts and payroll.