Malcolm Lewis MBA CAMS, INTERNATIONAL CLIENT ONBOARDING MANAGER- MENA/APAC

Malcolm Lewis MBA CAMS

INTERNATIONAL CLIENT ONBOARDING MANAGER- MENA/APAC

HSBC

البلد
الهند - بنغالورو
التعليم
ماجستير, Accounts & Finance
الخبرات
8 years, 0 أشهر

مشاركة سيرتي الذاتية

حظر المستخدم


الخبرة العملية

مجموع سنوات الخبرة :8 years, 0 أشهر

INTERNATIONAL CLIENT ONBOARDING MANAGER- MENA/APAC في HSBC
  • الهند - بنغالورو
  • أكتوبر 2014 إلى ديسمبر 2017

UHNWI (Private Banking & High RIsk) Client Onboarding, End-to-end Client Servicing, International Case Manager, CDD, EDD, KYC, AML- Specialist, Risk Categorization, OFAC SDN List screening, PEP/SCC/Sanctions Screening, Financial Crime & Regulatory Compliance, Bank Secrecy Act (BSA), USA PATRIOT Act Compliance, Counter Terrorism Financing, Cross Border Account Opening, SAR Reporting, Case Summarizarion, Report Writing, Expat/ Offshore Banking/ Business Development, Sales (Cross & Up Selling), MIS Reporting and analysis, Training, Coaching & Mentoring, Team Management and Stakeholder/Project Management

Conversion & Delivery Specialist, Scheduling Coordinator & Process Lead في DELUXE DIGITAL STUDIOS
  • الهند - بنغالورو
  • يوليو 2011 إلى مايو 2014

Process Lead & Schedulig Coordinator, Client Liaison

Financial Analyst في NORTHERN TRUST
  • الهند - بنغالورو
  • يوليو 2008 إلى أبريل 2010

Specialization:
 Custody Servicing
 Global & Dom. Trade Processing
 FOREX Execution, Fed wire (WCM)
 Wire transfers -TELEX /SWIFTs
 A/c Mgmt. : Journal/Ledger
 Investment Manager (IM) Liaison
 Trade Amendments
 Commissions and Repatriations
 Equities, Fixed income (FI) Bonds,
SWAPS, OTCs & Pension fund- 401k
 Time Management (SLA)
 MI/EOD Reporting, Analysis
Significant Achievements:
• Second-level Checker: Granting approvals for
large monetary transactions above $1million (FTP
policy), EOD reporting & Data Analysis
• Successfully Migrated 2 Processes (INHOUSE and
CANADA): Documentation, guidelines, processing
Global/Domestic trades, FOREX & Account Mgmt.
• Enhanced revenue to the cost centre in excess of
$10, 000. Reduced training, travel, manpower &
miscellaneous expenses.
• Highest volumes of FX and trades executed, with
no errors or repatriations in Best team - 2009
• Individual Award for Quality & Attention to Detail

الخلفية التعليمية

ماجستير, Accounts & Finance
  • في SYMBIOSIS Institute
  • يناير 2014

,

بكالوريوس, FINANCE & HR
  • في ST.JOSEPH’S UNIVERSITY
  • يناير 2008

INDIA, 2+3 years

الثانوية العامة أو ما يعادلها,
  • في ST. JOSEPH’S BOYS HIGH SCHOOL (SJBHS)ICSE Syllabus
  • يناير 2003

,

Specialties & Skills

Regulatory Liaison
Onboarding
Client Services
Counter Terrorism Financing
CLIENT SERVICING
CDD/EDD/KYC
ATTENTION TO DETAIL
AUDIO EDITING
CONVERSION
CUSTOMER RELATIONS
DATA ANALYSIS
DATA MANAGEMENT
Anti Bribery & Corruption
Client Onboarding
Anti Money Laundering

اللغات

الانجليزية
متمرّس
الهندية
متمرّس
الكانادا
متمرّس
التاميلية
متوسط

العضويات

Association of Certified AML/CFT Specialists (ACAMS), Miami, USA
  • Certified Anti-Money Laundering Specialist
  • December 2017
Institute of Chartered Financial Analysts
  • CFA L1 Candidate
  • May 2010

التدريب و الشهادات

Association of Certified AML/CFT Specialists (ACAMS), Miami, USA (الشهادة)
تاريخ الدورة:
December 2017
صالحة لغاية:
December 2020

الهوايات

  • Explorer & Adventurer
    Traveled extensively across 10+ countries, understanding new cultures, networking and exploring the biodiversity. Also, a motorcycle enthusiast, organizer of trips /rides and travels to exotic places around India for friends, acquaintances successfully over 30+ locations. and have traveled across thousands of kilometres, solo, especially on an Himalayan Odyssey, spanning 4 countries.
  • Voice Over Artist
    Worked on documentaries, poetry, cultural events,etc in voice dubbing and story telling.
  • Cartoonist
    Created various caricatures and won awards for art at School, University and all Organizations.