Mariammal Mariammal

• Responsible for handling statutory notices from various
law Enforcement agencies like CBI, ED, SEBI, DRI, FIU,
NIA, etc. received Through the compliance department.
• Ensuring Fulfilment of details sought by the authority/specified in the notice for
suspicious/fraudulent account or transactions on the basis of PAN/Mobile /Name
search in the banks database
• Ensuring timely marking of Freeze/Lien in the accounts.
• Liaising with PAN India branches for retrieval of Scan copies/original copies of
AOFs/Vouchers for timely submission of requisite details to the law enforcement
agencies.
• Liaising with other departments for any pendency in providing details to the
authority and consistent fallow up with them to ensure timely closure of the cases
within TAT period.
• Preparation pf MIS report on daily basis reflecting team productivity.

• KARVY is a Register & Transfer Agents of Mutual Funds, providing Services to the
top most Mutual Funds in India covering 70% of the Market.
• Accepting application forms across the counter of various funds handled by KARVY.
• Keeping the records of latest cutoff time, minimum amount of investment, load
Structure dividend declared, & daily NAV.
• Processing of Financial and Non- Financial Transactions such as Purchase,
Redemption, Switch, Change of Bank Mandate, Change of Address handling
Correspondences with respect of rejected Transactions.
• Scrutinizing, Processing, & Scanning of Application (Purchase, Redemption &
Switch) of MutualFund.

• To execute & punch the orders on behalf of customers on NSE /BSE terminals
& confirm on the Trade done by E.O.D
• Leading multiple projects & delivering output as per business requirement.
• To ensure all the service request are closed as per business TAT as per SLA
• Following up with the support team to ensure all escalation/ complaints are answered
within TAT.
• Managing all SEBI complaints raised by authority & following up & get the same
close within TAT.
• To educate customers on how to do trading on research calls.To activate the
new customers details into the system.
• To suggest & guide customers on the usage of Angel Broking App &
Web portals. To maintain strong client relationships.
• To create new avenues for increasing the client base.
• To ensure that the volumes of trade is higher & customers trade frequently.
• To cross promote products of Angel Broking to the same client.
• To monitor client exposure limits.
• Ensuring that all requests are closed with 100% quality.

• Handling investor queries for several Mutual fund.Co-ordinate with Karvy Hyderabad
Officials.
• Solving those queries giving feedback to AMC (Client).Collecting mutual fund
application on the desk & verifying those applications.
• Sending Daily Transaction report to Head office in Hyderabad.
• Preparing MIS and send to Hyderabad office on daily basis.