Sr. AML Investigator/SAR Team/ Quality Control KYC
Discover Financial Services
Total years of experience :9 years, 1 Months
*Assist in quality control and implementation of new case management into system
*Research suspicious activity cases to identify or dismiss money laundering or terrorist financing activities
*Document within the case management system a narrative of the case investigation
*Provide evidence of each case decision, referencing company policy & procedures, with appropriate supporting documentation.
*Complete Know Your Customer reviews at boarding and when new names are added to sanctions and anti-bribery lists
*Reviewed (BSA)/Anti-Money Laundering (AML) Analyst day-to-day regulatory reporting requirements including monitoring, investigating, and reporting suspicious activity, filing currency transaction reports and filing Office of Foreign Assets Control (OFAC) reports.
*Prepares and maintains documents and reports to assist management in determining policies and procedures
*Ensures compliance with BSA/AML related laws and regulations and identifies matters of non-compliance and escalates them as necessary for resolution
*Identifies unusual activity and creates referral packages for investigation and review by the Investigations Unit of BSA/AML Monitoring and Reporting Operations
*Collect enhanced due diligence by conducting new and/or periodic reviews of high risk customers
*Investigate businesses and individuals to ensure compliance with BSA and Chase banking regulations. Comply with changing sanctions and environmental changes.
*Conduct periodic internal account/customer reviews to identify potentially suspicious activity Complete analysis of transactional information to identify risks, trends and potential suspicious activity
*Prepare Suspicious Activity Reports in compliance with established regulatory guidelines and time frames
*Function as a key contributor with demonstrated knowledge of AML/KYC issues, as well as broader functional knowledge
*Prepare Suspicious Activity Reports in compliance collecting research, mapping and analyzing large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and disposition appropriately.
*Effectively obtain information and assistance from appropriate law enforcement agencies, peer banks, and other external groups on AML issues and cases
*Assisted in the Webnas/Thomson deployment for legacy Morgan Stanley (LMS) Branches; helped maintain legacy Smith Barney (LSB) WebNAS support desk.
* Assisted in Data collection and mining for co-analyst and present Margin of errors to managers for faster process resolution. Advised on National New Account to ensured compliance was followed through by Branches and Financial investment advisers using the EDD system (Enhanced Due Diligence), surveillance and monitoring.
Supported the faculty, staff, and patron computing systems across all 21 libraries
Assisted relocation project of the largest Ohio State library computers and network
Provided technical support to Bloomberg, Data streamer that utilized business applications
Perform hardware and software repair to computers, provide troubleshooting for classroom
Acknowledged for capacity to tackle challenging issues, analyze viable alternatives
Consistently met payroll deadlines over 1500 student and stuff timesheets
Utilized PeopleSoft to activated new employees in the system and entered timesheets
Completed student hiring process by reviewing and gathering proper documentations
Familiarized students with tax and immigrations information
Reviewed international student visa status, educated on international tax agreement
Provided over the phone assistance to inquiries regarding benefits, job openings
Actimize/Mantas, Norkom, Webnas/Thomson, Searchspace Alerts, FSD, Host, Halo, Customer Assist,SONAR, Lexis-Nexis, Bridger World-Check, SPSS, System Analysis, Data Mapping/Data Analysis, AML, BSA, OFAC, KYC, ADOBE, Microsoft (Word, Excel, Access 2010-expert certificate); MS Project, PeopleSoft, HTML5, SQL, Tableau, Financle, Clear Report, TerraData. 2010 LeaderSpark Youth Facilitator 2010 Learn with me Scholarship founding member 2009 Volunteered with the United Nations Association Columbus Chapter 2009 Volunteered with Columbus Council on World Affairs 1998 to 1999 San Diego Police Department Volunteer