Corporate lawyer
Zahra El Madany Law Office Legal Advice About Securities
Total years of experience :18 years, 9 Months
1.Mergers and Acquisations
2.Corporate Law
3.Corporate Restructuring
4.Corporate Governance
5.listing the company's in E . G . x
Job Description:
My General Responsibility as a Senior Compliance Officer:
Confirmation to Complete the Work in Accordance With Laws and Regulations
1. Complies with legal requirements by studying existing and new legislation; enforcing adherence to requirements; advising management on needed actions.
2. Helps others by explain legal requirements and legislation in the capital market.
3. Verify of complete separation between customer accounts (buying and selling operations) and cash balance whether or paper.
4. Verify of complete separation between those on job managing customer accounts and perform operations on the Stock Exchange.
5. Verify that the employees of the company carry on in the business licensees and they have no penalties from Authority.
6. Received customer complaints and examine it and respond.
7. Notify the Tiba discovery of violations of the law or the company by laws whether such violation by the company or any of its directors or employees.
8. Notify the Authority of any court order issued to the company or any of its directors or employees.
9. Follow-up and monitoring of the operating cycle from receiving buy and sell orders from customers and ensure issuance of the client and ensure their Implementation in accordance with the instructions issued by the client using all available tools.
10. Communication with the Egyptian Financial Supervisory (EFSA), and Egyptian Stock Exchange (EGX).
11. Company internal affairs (AGM, EGM, Board Meetings, Commercial Register updates, and EFSA staff approvals).
12. Revising clients' orders receiving by all communication means (Recorded phones, )
13. Identification of possible conflicts of interest and adhering to the Control Room Framework.
14. Ensure that all staff adheres to conflict of interest policy and code of conduct
15. Assure that all contracts with/from Tiba meet EFSA’s legal requirements and standards.
16. Filling the Capital adequacy report and assuring the percentage does not decrease than 10%.
17. Prepare all AGM’s, EGM’s and BOD (whenever needed)
My General Responsibility as a Senior AML / CFT:
1. Follow anti-money laundering procedures on customer accounts as well as the employees of the company and in accordance with the law and regulations of the EFSA and law no 80 for year 2002.
2. Follow customer identification procedures to ensure the right data and the application of the principle of "know your customer" KYC.
3. Examination of unusual transactions and suspicious and decision.
4. Preparation of training courses for the company's employees in Anti-money laundering.
5. Sending periodic reports for EFSA & EMLCU (Compliance & Anti-money laundering (.
1.survey the articles of association for the company if there is a restriction on the transfer of shares subject to certain excptions
2. Signing of the purchase and sale contracts between clients
3. Send the file to the Stock Exchange for examination and implementation process
1. Incorporators’ agent
2. Conducting internal investigations and legal irregularities
3. The conclusion of all contracts with third parties, which are party to the company
4. Issue a legal opinion of the company and work on the application
5. Notarial Minutes of meeting
6. Order an investigation
1. Represent company before courts and governmental and non-governmental bodies
2. responsible for drafting and reviewing contracts.
3. responsible for internal investigations.
5. Making legal research
6. Drafting summon of laws.
Obtained LLB. From Helwan University In 2005 In Progress LLD. International Investment Commercial Law from Cairo University