Compliance Officer
Al Rostamani International Exchange
مجموع سنوات الخبرة :15 years, 7 أشهر
1. AML daily compliance monitoring, handling all types of queries raised by CB, Correspondent banks
and others service providers.
2. Active member of the development team of the operating system and monitoring system.
3. Ensure efficient identification and monitoring of activities and transactions considered suspicious.
4. “KYC” and “Due Diligence”-to ensure that the branches are performing proper KYC/Due Diligence wherever it is required.
5. Raising STR to CB UAE based on suspicions name matching source of fund deviation, purpose hiding etc.
6. To monitor and analyze the transaction of the customers in accordance with regulation and internal polices and procedure set by the company.
7. Handling of all CFE onboarding activity like world check, web search due diligence before establishing any business relation.
8. Identify the potential areas of compliance vulnerabilities/risks and to take remedial actions in consultation with the senior management.
9. Regularly doing pattern analysis to monitor the activity of the customer based on provided rules sets in
AML system.
10. Handling development training for new employees.
Job Description:
Accurately and efficiently process and record routine transactions for customers including cashing checks, accepting deposits and receive transactions, and money transfers. Promote and advise on our products and services and WPS processing.
Count cash at beginning and end of shift.
Manage balancing duties akin to currency, coins and checks
cord all transactions promptly, accurately and in compliance with procedures
balance currency, cash and checks in cash drawer at end of each shift
Transfer funds at the request of clients
Cross selling, explain, advise on and promote our products and services to customers
Open accounts, including savings and checking.
Compare signatures, photos and ID to verify customers
Stamp receipts and verify that the customer is who he or she claims to be.
Finalizing daily reports.
Working on " ORACLE RETAIL POINT-OF-SERVICE SYSTEM "
Receive payment by cash, check, credit cards, vouchers, or automatic debits.
Handle and resolve customer complaints .
Receiving payments and reconciling them with total sales
Issue receipts, refunds, credits, or change due to customers.
Count money in cash drawers at the beginning of shifts to ensure that amounts are correct and that there is adequate change.
Maintain clean and orderly checkout areas.
Establish or identify prices of goods, services or admission, and tabulate bills using calculators, cash registers, or optical price scanners.
Greet customers entering establishments.
Answers customer inquiries/communications as required .
Attends regular customer service departmental meetings.
Deal directly with customers either by telephone, electronically or face to face .
Respond promptly to customer inquiries .
Providing support to customers, often on a helpline, offering clear advice and solutions wherever possible .
Handling hardware or software problems and faults and referring on to specialist technical colleagues.
Ensuring quality of service by developing a thorough and detailed knowledge of technical specifications and other features of employers' systems and processes, and then documenting them.
meeting sales targets set by managers and contributing to team targets.
1) Prepare, examine, and analyze accounting records, financial statements, and other financial reports to assess accuracy, completeness, and conformance to reporting and procedural standards. 2) Compute taxes owed and prepare tax returns, ensuring compliance with payment . 3) Analyze business operations, trends, costs, revenues, financial commitments, and obligations, to project future revenues and expenses or to provide advice. 4) Report to management regarding the finances of establishment. 5) Establish tables of accounts, and assign entries to proper accounts. 6) Develop, maintain, and analyze budgets, preparing periodic reports that compare budgeted costs to actual costs.
