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Parag Parab, Senior Compliance Product Manager

Parag Parab

Senior Compliance Product Manager·KOTAK MAHINDRA BANK

India

High school or equivalent, Commerce

Work experience

Total years of experience: 7 years, 4 months

Senior Compliance Product Manager

November 2019 - January 2025

KOTAK MAHINDRA BANK

Mumbai, India

November 2019 - January 2025

- Financial Inclusion
• Managed BC/BF channel compliance, vendor audits, regulatory reporting.
• Led dashboard reporting, vendor billing validation, and board presentations.
• Handled TPP complaints lifecycle and KPI monitoring.
Manager to Senior Manager progression (2022 Promotion).

Company industry:
Banking

TCS

January 2014 - January 2016

INDUSIND BANK

Mumbai, India

January 2014 - January 2016

• Managed customer service, cross-selling, and relationship development.

Company industry:
Banking

Education

University of Mumbai

January 2010

January 2010

High school or equivalent, Commerce

India

Maharashtra State Board NISM

January 2007

January 2007

High school or equivalent, Commerce

India

Skills

AUDIT MANAGEMENT

Intermediate

BANKING

Intermediate

COMPLIANCE REPORTING

Intermediate

FINANCIAL SERVICES

Intermediate

OPERATIONS

Intermediate

PROCESS IMPROVEMENT

Intermediate

REGULATORY COMPLIANCE

Intermediate

RETAIL BANKING

Intermediate

SECURITIES FINANCE

Intermediate

VENDOR MANAGEMENT

Intermediate