Additional Joint Director - Securities - Market Division
Securities & Exchange Commission of Pakistan
Total years of experience :22 years, 11 Months
AML Supervision
On Site Inspection of Capital Market Participants
Off Site Reports by Stock Exchanges
Off Site Reports by Commodity Exchanges
Strengthen regulatory compliance by stock Market Participants along with review of system audit regulations
Review/audit of IT infrastructure of market intermediaries
AML Supervision
On Site Inspection of Capital Market Participants
Off Site Reports by Stock Exchanges
Off Site Reports by Commodity Exchanges
Strengthen regulatory compliance by stock Market Participants along with review of system audit regulations
Review/audit of IT infrastructure of market intermediaries
Maintenance of overall accounts of the bank.
Preparation of quarterly, half yearly and annual financial statements of the bank.
Preparation of Quarterly Report of Condition along-with Minimum Capital Requirement Certificate for onward submission to State Bank of Pakistan
Correspondence with stake holders of the bank on various issues
Preparation of periodic Financial Statements required by management.
Supervising Sections’ operational activities
Serving as an “A” level signatory in respect of Funds’ payments
Review of the quarterly, half yearly and annual accounts of Funds
Correspondence with banks and management companies on different issues
Assist in resolving administrative affairs of the Department
During my Article Ship, I was remained fortunate to become involved to conduct the audit, review or agreed upon procedures of rich portfolio clients. A summary of the same is as follows:
Allied Bank of Pakistan Ltd.
Pakistan Reinsurance Company Ltd.
Rupali Bank Ltd.
First Allied Bank Modaraba.
First Credit and Discount Corporation Ltd.
Fecto Cement Ltd.
Echopack Ltd.
Moonlite Pakistan Ltd.
Premium Textile Mills Ltd.
Faran Sugar Mills Ltd
Audit Supervisor
Associate Member – Institute of Chartered Accountants of Pakistan