Senior Compliance & AML officer
RAYA Financing
مجموع سنوات الخبرة :10 years, 4 أشهر
* Develop annual compliance plan
* Prepare quarterly compliance report for BOD and the Audit Committee.
* Ensure compliance with regulators frameworks put in place
* Conduct periodical online and face to face trainings (Compliance - AML/CFT)
* Promote compliance awareness ( Onboarding staff, all employees, compliance complaints, internal policies )
* Manage the compliance monitoring system
* The focal point of all compliance internal and external communications
* Managing the company's relationship with SAMA and related regulators.
* Identify and inform all stakeholders of any changes to all regulators legislation and requirements to ensure compliance
* Identify, evaluate compliance risks
* Develop, maintain, and revises internal policies and procedure for the general operation of the compliance program.
* Provide relevant compliance reporting to ensure the completion and proper analysis of compliance risk
* Handle the management and execution of second line monitoring and assessment program for (AML/CTF)
* Representing RAYA Financing at SAMA AML & CTF Committee (SInce 2018)
* Ensure detailed and prompt investigation of all AML/CTF, Whistleblowing, Fraud incidents and cases
* Handle file reviews of suspicious activity
* Prepare output reports of the investigations result on the suspicious incidents
* Provide oversight to the operational team, which acts as the first line monitors and investigators of suspicious activity
* Manage the resolution of cases through internal and external communications
* Ensure consistent and timely feedback on cases that have been escalated
* Develop the AML function to ensure the implementation of the best practices to combat ML and TF
Leading groups of students in different zones at The Flagship Program in Washington Middle School which is a community-school partnership that enhances the social, academic, cultural, and physical achievements of Missoula's youth by creating opportunities that help them to succeed and growth to become healthy and productive adults.
Since Fall 2015 I had worked with Adams center at University of Montana as part time worker to holed out different positions in managing events beside that in Summer 2016 I had my internship with Adam’s center for management internship class during that time I was under assistant manager position. Having intensive work was best experience in running festivals.
SABB's experience in both training and working environment prepared me for the level of being professional in retail banking and provided me the ability to being in high level of customer service for high level class customers to meet the Premier Centre vision which offers individually tailored products and services designed for wealth management and day-to-day banking transactions.
Bachelor of Science in Business Administration Majoring on Management 3.56/4.00
Graduated from Institute of Public Administration with diploma in accounting 4.52/5