Compliance Officer
Al Tamimi & Company
مجموع سنوات الخبرة :14 years, 1 أشهر
Take a leading role in the development and implementation of the compliance framework and related programmed
Conducting AML/KYC/Sanction checks
Investigation suspicious activity/ transaction alerts
Advising on all legal issues and procedures affecting the company s business
Perform Due Diligence on new clients as per the company on boarding process
Review all approved clients using web platforms and automated
KYC/AML providers
Apply WC with required by using Thomson Reuters and Bureau van Dijk (BVD)
Update clients on a regular basis with the on-boarding status and developments. Monitor compliance with laws, regulations, and internal policies
Investigate regulations and non-compliance issues
Discuss and escalate with Head of Group Compliance, complex
issues surrounding client types and structures, legal services, and other AML risks-related issues
Approve the opening of clients and matters on Elite system where the client and legal service are considered standard risk
Review conflict of interest and client screening as per company policy.
Write common forms of legal correspondence and help prepare
legal documents,
Assist my lawyers by using the knowledge of how to file legal
documents and in some cases, court room procedures,
Generate a lot of legal content that is used for communication
between my lawyers and their clients,
courses: Leoron Sep 1-3, 2020 Certificate in legal compliance. ACAMS Aug 24,
Middle East, Oct10, 2013, Degree: 100%. Financial Crime Training; Middle East Sep 20,
courses: for regulatory and financial crime compliance professionals in