Assisstant vice president
Morgan Stanley
Total des années d'expérience :17 years, 3 Mois
responsible for managing real time AML screening for payment made to and from Morgan Stanley
Working as a Operation Risk Manager (ORM) for Investment Banking operation based out Mumbai. experience on developing a operation control environment. Have conducted Incident Management and Issue Escalation, Errors, Fines & Losses, Compensation and Management Reporting, Key Risk/Performance Indicators and Management Reporting, Process and Controls Reviews / Quality Assurance Testing Program, SOX, Control Self-Assessment, RCSA, Co-ordinate with Internal & External Audit, Develop Business Resiliency and Continuity Planning and Testing
Risk Advisory, internal audit, AML, KYC