AML Compliance Officer
GCC Exchange UK Ltd ( GCC Remit)
Total des années d'expérience :20 years, 9 Mois
Transactions monitoring and investigate the matches against sanctions, PEPS, adverse media and
internal lists.
Conduct Enhanced due diligence during on-boarding of Banks, Exchange Houses and various types of remittance or payment companies.
Collect and verify the supporting documents related to transactions from different agents for releasing the transactions.
Keep the AML related training records with in the company, conduct training for staff.
Respond to post screening enquiries from counter parties or correspondent banks.
Provide the necessary documents / details to correspondent agents as per the annual / half year review requirement.
Support enhancements emanating from any changes and updates to policies and process of the regulators
/supervisors related to KYC .
Support automation initiatives and timely implementation of new and enhanced policies, procedures and transaction monitoring rules as per the regulator / Company requirement.
Cross check the defectiveness of the monitoring rules.
Work closely with operations / business team, for common goals without compromising AML Polices
of the company and Regulator requirements.
Branch operational responsibilities. Queries handling. Ensure UAE
Central Bank regulations and AML & CFT policies and procedures are
effectively implemented at branch. Mitigate operational risks. Plan
and conduct periodic staff meetings, in-house trainings and post
training evaluations.
Report any unusual/ structured/ blacklisted/ suspicious transactions to
the AML Compliance Department. Educating the branch staff on AML
& CTF policies and procedures. Performing extensive, due diligence for
higher risk amounts/customers .monitoring for suspicious activities.
Monitoring of high value transactions, receive money transactions and
customer registrations forms. Conduct regular corporate visits among
corporate customers. Safe keeping of the relevant AML Compliance,
KYC and transaction documents in the Branch.
Analyze financial transactions to determine accuracy, completeness.
Record financial transaction and reconcile accounts.
Risks and Methods of Money Laundering and Terrorist Financing International AML/CFT Standards Anti-Money Laundering/Counter-Terrorist Financing Compliance Programs Conducting and Responding to Investigations
courses: ACAMS 09-02-2020 to 09.02.2023 CAMS (Certified Anti- Money Laundering Specialist.)