Sr AML/KYC analyst
Accenture - India
مجموع سنوات الخبرة :4 years, 6 أشهر
● Checked for requirements as per local uplift worked for region to the customers and identify the risk category of
customer.
● Checking for all KYC requirements while on boarding a client/new to bank customers.
● Supporting managers in gathering preliminary data and coordinating with business and operations in KYC - CDD & EDD /
AML transaction monitoring Auditing and Authorising peer processed cases.
● Collect and examine financial statements and reports to assist in identifying unusual transaction patterns.
● Identification of errors in reviews to mitigate regulatory & other possible risks.
● Maintaining a portfolio of all HNI clients and monitoring their transactions and their portfolio planning.
● Conducting end to end KYC reviews for existing bank customers - risk based profiling, exit management.
● Conducted the trainings on new section as per process for team.
● Conducted negative news screening on the client and raise for the next levels.
Team - Anti-Money Laundering in Financial intelligence unit: CDD, Transaction Analysis.
● Escalate issues discovered during the audits and assessment of AML/KYC compliance risk that require
escalation to Senior management and leadership.
● Manage risk-based monitoring for unusual activity, including detection, investigation.
● Maintain current, detailed knowledge of anti-money laundering and anti-terrorist financing matters Utilise, in
depth understanding of BSA/AML/KYC and OFAC regulatory requirements and best practices to guide
decision making in execution of enterprise-wide AML objectives.
● Performing Simplified due diligence, Customer due diligence and Enhanced due diligence on various client
types i.e. Corporate, Financial Institutions, Private entities, Government bodies, Funds, Trust, Charity,
SPV, PIV, CIS and Regulated entities.
● Processing and sourcing the details of various Us based entities & as well as Non Us entities globally
● Reviewing and assessing Politically Exposed Persons, entities having business in sanctioned countries.
● Ensuring that all PEPs and Sanctioned individuals / entities captured in an agreed format
● Validating material hits on the basis of policies and procedures provided by bank
● Performing review using appropriate tools like Google search, Mint, Orbis, Bankers Almanac & Lexis Nexis
etc.
● Ensuring timely execution of all operational deliverables as per the agreed SLAs and adherence to
standards, procedures and mitigation of control issues.
● Solving peer queries and giving process training to New Joiners.
● Reviewing and analysing risk events for potential suspicious activity, including those generated from
detection scenario processes.
● Ensuring the client identification and monitoring of suspicious activities and transactions.
● Working with team members to determine whether to close cases, escalate findings and/or file a
Suspicious Activity Report (SAR).
● Assisted in identifying BSA/AML/OFAC compliance risk and ensures that proper controls, procedures,
processes and training are in place to mitigate these risks.
● Manage risk-based monitoring for unusual activity, including detection, investigation, Suspicious
reporting to law enforcement agencies, documenting the file with supporting documents, deciding
either to close the account or continue monitoring.
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