Senior Compliance Analyst
FIS
Total years of experience :12 years, 4 Months
• Third level Anti-money laundering (AML) regulation and policy research and analysis.
• Reviewed transaction and client record alerts and escalated to Sanctions investigation team.
• Performed OFAC research and collected information to determine if alerts contained true matches.
• Ensured the alignment of company policies and procedures with global policy with timely escalation of any identified gaps and key risks or controls
• Knowledge of drafting Suspicious Activity Reports (SARS) with strong analytical and writing abilities
• Provided back up support and assisted with client due diligence functions.
• Applied knowledge of sanction programs and BSA/AML risk typologies, and requested additional information needed to disposition alerts
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