تركي الموح

Insurance company
 Corporate Governance
 Acting Supervise of the unit of law
 Sectary of Audit Committee
 Head of Cyber Security Committee
 Compliance
 AML & Anti Fraud
 SAMA Rules & Regulations

* Audit Committee -Secretary
• Head of Cyber Security Committee
• Legal
• Compliance
• AML Awareness & Anti Fraud
• SAMA Rules
• Corporate Governance

(Part time JOB)
train Banking/Finance/Insurance

Compliance/AML/Corporate Governance

a. Coordination between SAMA and the company regarding compliance and among all copany departments and internal and external legal advisors to ensure good understanding and appropriate application of instructions;
b. Circulating his name, position, compliance staff and AML officer to all Bank departments to facilitate the contact process for any Bank employee seeking to get explanation on statutory requirements, instructions, reporting of irregularities or suspicion of inconsistent operations
c. Reviewing and approving all existing and new finance products to ensure adherence to statutory requirements

charge of the Bank’s internal procedures that cover all aspects of anti-money laundering activities.
compliance systems and inspections by audit and local regulatory authority.

review and updated regularly to ensure that the impact of changes in legislation or guidelines is incorporated immediately.
•
Regular, independent internal audit is conducted to ensure that the Bank fulfils its obligations under the anti-money laundering and combating terrorist financing rules

• Direct the development or implementation of compliance-related policies and procedures throughout an organization.
• Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
• Assess product, compliance, or operational risks and develop risk management strategies.
• Conduct or direct the internal investigation of compliance issues.
• Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
• Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
• Disseminate written policies and procedures related to compliance activities.
• File appropriate compliance reports with regulatory agencies (SAMA & TADAWUL).
• Identify compliance issues that require follow-up or investigation.
• Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.

Market control Officer/Compliance Officer

Making sure that all members "Banks in Saudi Arabia" shall appoint all officers responsible for monitoring compliance with TADAWUL rules & regulations.
Establishing procedures to monitor traders dealing.
Regular review traders trading patterns against investor trading patterns to see if traders are trading in front of investor orders
Supervise all member employees concerned with securities trading
Issuing reports once a trades has occurred.
Publishing the minimum trades value required to effect a change in the opining price