Compliance and Governance Manager
Financial Services
Total des années d'expérience :19 years, 3 Mois
My ROLE PURPOSE
The role holder provides advice to ensure that the business is meeting the Bank’s and the relevant Regulators’ expectations and assistance to the Head of Business Compliance in the responsibility for and oversight of the management of regulatory product risks.
-I worked as Broker.
-I worked as Customer Service Manager.
-Responsible of IPOs with Bank's.
-I worked as Technical Analysis Representative.
The field of advertising and publicity work for the marketing companies,
-Handling Marketing and Sales Team.
-In Charge of Public & Relation Department.
The duty of the Investor Relations Officer to: • Disclose and communicate to the markets and to the appropriate authorities (sub-item) any material act or fact occurring in or related to the company’s business • Ensure the widespread and immediate disclosure of any material act or fact. • Disclose the material act or fact simultaneously in all markets where the company’s securities are traded. • To provide the appropriate authorities, when requested, with any additional information in connection with the material act or fact disclosed. • in the event of situations as in the preceding sub-item or in the occurrence of an atypical oscillation in the quotation, price or quantity negotiated of securities issued by the company or those indexed to the said securities, to question the persons that have access to material acts and facts with the purpose of investigating if they are aware of information that should be disclosed to the market.