Waleed Naif Hamad, Compliance Officer

Waleed Naif Hamad

Compliance Officer

acico

Location
Kuwait - Hawali
Education
Bachelor's degree, Finance
Experience
11 years, 8 Months

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Work Experience

Total years of experience :11 years, 8 Months

Compliance Officer at acico
  • Kuwait - Al Kuwait
  • My current job since December 2014

*Reviewing Capital Market Authority CMA Regulation on a regular bases.
*Complying with corporate governance regulations issued by CMA.
*Conducting gap assessment to identify the pending documentations which include but not limited to policies, manuals, charters, and job descriptions.
*Day To Day Operations.

Compliance Officer at Al-Mulla International Finance Co. / Al-Soor Financing & Leasing K.S.C.C
  • Kuwait - Al Kuwait
  • My current job since January 2013

Compliance Officer at Al Mulla International Finance Co. (K.S.C.C.)
• Monitoring and reporting results of the compliance operations to the head of risk & compliance and providing guidance for the board and senior management on matters related to compliance issues.
• Developing initiates, maintaining, and revising policies and procedures of the general operation of the Compliance program and its related activities to prevent illegal, unethical, or improper violations.
• Managing day-to-day operations of the Program, auditing client's files and verifying whether the granted loans are in line with CBK's regulations.
• Ensuring the validity of client documents and their Ci-Net reports whether they are violating CBK's regulations. Checking if individual loans were granted according to internal authorities' grid.
• Maintaining an uptaded black list for individuals in accordance with CBK's regulations.
• Following up with rectification.
.Complying with corporate governance regulations issued by CMA.
.Conducting gap assessment to identify the pending documentations which include but not limited to policies, manuals, charters, and job descriptions.

Auditor at RSM Al-Bazie & Co
  • Kuwait
  • September 2012 to December 2012

Sep 2, 2012 - Dec 31, 2012 Auditor at RSM Al-Bazie & Co. • Retail Loan Review Assignment at Kuwait International Bank.

Education

Bachelor's degree, Finance
  • at Gulf University for Science and Technology
  • July 2012

Academic • Bachelor Degree in Finance from the Gulf University for Science and Degree Technology (GUST) - GPA: 3.57 - MPA: 3.67 - July 22, 2012

High school or equivalent, Science Sector
  • at Al-Wataniya
  • June 2008

Specialties & Skills

Finance
Accounting
Auditing
Microsoft Office
Auditing
DATA MINING
AUDITING
OPERATIONS
POWERPOINT

Languages

Arabic
Expert
English
Expert

Training and Certifications

Anti Money Laundering (Certificate)
Date Attended:
January 2014
Valid Until:
January 2014

Hobbies

  • Solving Puzzles & reading books / Jogging & Swiming.