Internal Auditor
The Industrial Group
مجموع سنوات الخبرة :17 years, 0 أشهر
Heading Internal Audit Department of the group with a focus on identifying and placing preventive controls to address key risks with an objective to add value to the group. I’ve undertaken the ownership of following activities
• Preparing risk based audit plan and undertaking audit to meet the objectives set out in the plan,
• Redesigning the Group’s accounting and financial processes and Management reporting,
• Restructuring the Finance & accounts organisation. Realigning the existing staff to new positions based on the experience and capabilities,
• Conducted a diagnostic review of all the business units to identify potential areas for cost saving.
• Working closely with CEO and CFO to prepare Business Plan & Budget for 2019, cash flow projections, proposal for application of credit facility, accounts finalisation, management and board reporting and other responsibility of a corporate controller.
• Efficiently managed my time and achieved the goals of the chairman of the group in a short period of time
Internal Audit & Compliance
Planned, staffed and managed risk based internal audit of IT Service Company with operations in 46 countries having revenue of $17.5 billion.
• Audits include transactions review, business unit review and branch / subsidiary reviews
• Audit (process & compliance) conducted in India, Europe, Middle East, Africa and APAC regions
• Lead a team of more than 10 consultants and enabled their development by continual learning while simultaneously maintaining quality of the deliverable as per EY standards
• Conducted multiple investigation audits requested by management on sensitive matter
• Detected fraud aggregating $50K in employee reimbursement process
• Introduced advanced data analytics tools namely Alteryx and Power BI to the client
• Identified control gaps in the process thereby saving $6 million for the organisation
• Lead meetings with management to effectively communicate key findings and finalise action plan
• Developed analytical tools to facilitate complex audit task for benefit of the team
• Provided on-the-job and class room training on audit methodologies and data analytics
• Developed legal content after extensive research of applicable law in U.S. (federal and 11 states), Canada, Denmark and Singapore
• Prepared and assessed compliance framework for payroll & social security, corporate secretarial, data privacy, employment laws applicable to IT/ITES companies
Promoted in Oct 2017
Evaluated key risk areas to define audit scope and audit approach, planning and execution of audit engagements, communicating audit results to management, preparation of SOP and managed SOX compliance for a global diversified metals and mining company having revenue of $11 billion
• Performed internal audit in accordance with the annual audit plan for areas including mining operation, sales, procurement, logistics, inventory, financial statement (including MIS), IT controls, hire to retire and compliance
• Audits primarily conducted in Namibia, South Africa and Ireland
• Independently managed the client by reviewing, managing team of 5 executives, preparing & presenting reports to the management viz., CEO, CFO, HR and other functional heads
• Hands-on experience in metal accounting with related risk and controls
• Performed SOX walkthroughs, testing and documentation
• Implemented best practices while identifying gaps in existing process and prepared Standard Operating Procedure (SOP)
• Prepared automated MIS in accordance with client business requirements
• Reconciled all significant accounts including but not limited to cash, accounts receivable, inventory, accounts payable and accrued expenses to prepare for audit
• Coordinated with external auditors and provide information/clarification
Managing audits from start to completion including detailed walkthroughs of key processes to identify internal controls, developing and execution of tests of control and substantive testing procedures for key controls, execution of testing, identification and reporting of issues
•Performed internal audit for areas including but not limited to plant operations, procurement, statutory compliances, HR & Payroll, Sales & Marketing and Admin expense
•Acquired domain knowledge in FMCG, textile, chemical and fertilizer company
•Managing team and guiding them in execution of audit
•Discuss issues identified during the audit with the client and writing audit reports
Promoted to Assistant Manager in Jan 2012
• Accounting from the stage of preparation of books of accounts (in Tally) to finalisation of financial statement
• Assisted in major areas of tax audit under both direct and indirect tax regime
• Conducted statutory and internal audit of various banks
• Ensured compliance under companies law, direct tax and indirect tax law
• Prepared and submitted replies under scrutiny assessment & attended appeal hearings
Completed
CA
BCom
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