Ambika Shetty

-Planning, execution and reporting on the internal audit plans according to agreed milestones with clients
-Assisting in investment administration for the functions

Assignments handled
Conducted internal audit assignment for an investment firm on secondment basis and prepared marketing document for a proposed equity fund for an investment firm.

Main Job responsibility includes:
 Supporting Head of audit in developing the annual audit plan as per AXA Group audit methodology and standards
 Planning, execution and reporting on the audit plan to agreed milestones including review of audit work paper file in accordance with AXA group methodology and standards.
 Timely follow up and closure of management action plans
 Preparation of Audit Committee Papers and local management audit and compliance committee papers
 Build and maintain relationships with key stakeholders identified and seek feedback from key stakeholders to improve the audit process

Main Job responsibility includes:
 Understanding and mapping the operational process and identifying risks associated with those processes and controls put in place to mitigate risk
 Review of effectiveness and adequacy of existing control
 Preparing audit programme and procedures to be performed
 Preparation of report detailing the audit approach and other key audit issues.
 Discussion and closure of the report and getting implementation plans from the client for the issues identified in the audit
 Preparation of Audit Committee Presentation.
 Training to juniors on jobs