Compliance Analyst Executive
Al Ansari Exchange LLC
مجموع سنوات الخبرة :9 years, 9 أشهر
Ensure compliance with the Anti-Money Laundering Policies, procedures, and guidelines.
Performing customer due diligence enhanced due diligence and analysis of rule violations.
Conducting surveillance, verifying, and scrutinizing the activities in the
accounts of the customers.
Conduct enhance due diligence and provide approval in respect of designated currencies/corridor remittances to comply with
correspondents compliance policies.
Ensure that the Corporate and Individual Membership is created /updated by the branches in the system as per procedural guidelines &
proper due diligence after verification of information/authentication of documents.
Analyze the transactional behavior of potentially suspicious customers/entities. Analyze and investigate the consistency and substantiation of
ultimate counterparties, source & purpose of involved transactions, for accordingly reporting to Compliance Manager / Compliance Officer as
deemed appropriate.
Ensure strict compliance is followed as per company policy norms, with respect to AML and Central Bank upon documentation.
Responsible for financial and non-financial key performance indicators to the growth of the credit cards and loans segment.
Managing operational risk including its identification, assessment, mitigation, and control of clients and reporting.
Handles over-the-counter transactions which include but are not limited to
processing of deposits, withdrawals, foreign exchange, miscellaneous receipts, and disbursement.
Responsible for rendering efficient and prompt customer service relative
to the opening of new accounts and maintenance of existing accounts and by cross-selling of bank’s products or services.
Ensures that KYC procedures, Fraud, and counterfeit money procedures are followed with respect to AML, company policy norms, and Central Bank regulations.
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