Senior Executive
CitiBank India Pvt. Ltd.
Total years of experience :10 years, 11 Months
Domestic Custody :-
Fed Trade Settlement:- CIM Report, Sell& Buy Trade Matching and Settlement, Confirms Queue Monitor, SWIFT Queue Monitor, Auto Referral (RAD) Check, GSS Position Break Report, Dupe Fails investigation and cancellation, Cash Recon (Open Exception Report), Buy and Sell Balancing Report, Fails Report, Daily MIS Update, MCA Report Update, Email Monitoring, Trade Correction, SPO’s Posting, TMPG Fails Claim Report, Checklist Signoff.
DTC Trade Settlement:- Asset Setup Request, Pending Affirmation Queue check, Cancelled Trade queue check, Custody Cancellation Queue Check, RAD Queue (Buy & Sell Trade Matching and Settlement), Checking Incomplete Trade Queue, Buy and Sell Balancing Report, Fails Report, Pending Trades, Daily MIS Update, MCA Report Update, Checklist Signoff.
Global Custody :-
Pershing Desk:- Pershing Report Check, Booking of Pershing Trade, Incoming Fund Deposit, Outgoing Fund Disbursal, Pershing DF Trade Processing, Raising Service Centre Request for Fund Transfer from Netx360, Preparation of Unmatched Foreign Settlement Report.
Trade Desk:- Pending Report Preparation, Incomplete Report Preparation, Settlement of Non STP Trade, WINS Trade Booking, SSI Setup, and Trade Repair.
Applications :- CitiDirect for Securities, Open Wealth and Global Wealth ES, Netx 360, WINS (Workflow Interdepartmental Navigation System).
Job Description: - Trade input or capture via Faxes and SWIFT messages, Trade Repairs, Preparing
MT599 for FX trade, Preparing MT202 and MT210, FX with agent and dealer,
Preparation of Monthly out of Pocket expenses fees, Posting Accounting entries,
Reversal posting, Auto cancellation, Cross Border, Internal Transfer.
Reporting: A - Euroclear credit monitoring report.
B - Settled, Pending and Failed report for different client.
C - Cool Reports: i. Fail Transaction Report
ii. Unverified Trade and Tickets
iii. Tickets/ Trade/ Transaction cancellation report
iv. Outgoing SWIFT monitoring Report
v. Market Settlement Difference Report
vi. Recourse for contractual Settlement Report.
Dealing with the Market:-
Singapore, Euroclear, DTC, Taipei, Korea, Sweden, Switzerland, Japan, Italy,
Neitherland, Australia, Bangkok, China, Germany, Hongkong, Jakarta, London,
Manila, Norway, France, Korea, Malaysia and Thailand etc.
Applications: DB Trader / WinSCP, IDMS, Message View, MINT, Euclid, GCMS, DB Cool,
Euroclear Portal, Web link to check currency converter, Q tracker, DBDI, Smart
Stream, etc.
Organization: - Bank of New York PVT. LTD.
Designation: - Operation Executive.
Duration: - Since March 2012 to 30 August 2013.
Process Name: - Nordic and Dutch Trade Settlement.
Job Description: - Generate Trade Tickets, Manual Trade Input, Trade Settlement, Identification and
Resettling of fail trade, Update the fail code status, Generating Liquidity Report for all the below Location to know the Cash Position, To Generate and send the SWIFT
messages, Internal Transfer, Mismatches and Linkage Trade.
Dealing with the Location:-
1- Manchester (U.K.)
2- Iceland.
3- Finland.
4- Denmark.
5- Netherland.
6- Norway.
7- Pittsburg (United States)
Cross Trained In Other Processes: -
• Process Name: - After Hours Trade Settlement.
Job Description: - Receives Trade, Generate Holders File, input Trade in US
Market, Generating, (Matching, approval and settlement) of Wire, Preparing and sending Faxes of generated wires, Checking Confirmations.
• Process Name: - Unites States Mercer Trade Settlement.
Job Description: - Matching of market trade with our trade tickets, Settlement of fail trade.
• Process Name: - United States Cash and Securities Reconciliation.
Job Description: - Reconciliation of preliminary report with market report, DTCF Redemption
Fees, Reconcile the particular client account, Generating Tickets.
• Process Name: - United States Mutual Funds Dividend Reinvestment.
Job Description: - Dividend Reinvestment, Executed Trade processing, Statements.
Master of Business Administration ( MBA ) - Finance
Bachelor of Business Administration ( BBA ) - Finance
HSC
SSC