Bayan Almasri

Worked on compliance with SAMA and CMA regulations, ensuring adherence to financial policies and regulatory requirements.
Assisted in monitoring financial transactions and identifying potential risks.
Supported internal audits and compliance reviews.
Maintained accurate documentation and reports in line with regulatory standards.
Collaborated with teams to improve compliance processes and operational efficiency

 Identify and assess the regulatory risks associated with the SFC's current and proposed
future business activities, including new products, new business relationships and any
extension of operations or network on an international level; and in establishing of
appropriate compliance checks and controls.
 Identify and keep an inventory available to all staff of essential laws and regulation pertinent
to the Company.
 Assist in Advising senior management and business heads on the applicable laws,
regulation, rules and best practices and keep them updated on developments in these areas
and maintain a current understanding of money laundering and terrorist financing issues.
 Assist in developing, maintaining, and updating departmental policies and procedures
 Establish written guidelines to staff and service providers on the appropriate implementation
of the laws, regulation, rules and best practices through policies and procedures.
 Monitor compliance with internal policies, procedures and guidelines by performing regular
and comprehensive compliance risk assessments and testing; assist Compliance Managers in
reporting the results on a regular basis and promptly where deemed necessary.
 Ensure a follow-up of any identified deficiencies, making recommendations for
amendments, where necessary, and in supervising the implementation of corrective
measures to mitigate the identified deficiencies.
 Centralize all information on compliance-related issues, maintaining a compliance breach
register.
 Educate staff with respect to compliance with the applicable laws, rules and best practices.
 Assist in liaising with relevant external bodies and regulators on compliance matters;
exercising any specific compliance responsibilities to ensure appropriateness and timely
answers of queries. received from CMA.
 Assemble of monthly, quarterly, annual, and ad hoc Compliance and AML reports to CMA,
SFC's CEO and Board of Directors, and others.
 Provide information to and update senior management in the Compliance department of
compliance & AML status within SFC's departments.
 Developing, maintaining, and updating departmental policies and procedures; and
participate in setting the compliance plans and ensure implementation thereof.
 Supervise the identification of suspicious activities and transactions by monitoring,
investigating, and reporting alerts for potential money laundering.
 Ensuring timely, efficient reporting of suspicious transactions to Compliance and AML
Manager and the Financial Intelligence Unit as deemed necessary.
 Obtain documentary proof of suspicious transactions and ensure effective record keeping of
suspicious transaction identified and reported.
 Carry out other assignments and responsibilities as given by the Head of Compliance &
AML.
May- 2018 -July 2019, ANB Investment CO. Compliance
Officer
 Ensure that all new and existing regulatory requirements are clearly and effectively
communicated to-Business/Support functions and listed within the Compliance Matrix and
gets updated frequently.
 Monitor the result or the compliance training program and ensure promoting compliance
culture and provide proactive advisory to staff and management in respect of regulatory,
reputation and ethical issues and support with proper interpretation and guidance of
regulations .
 Review and approve the company's new and reviled policies, procedures, manuals and
framework to incorporate the relevant miles and regulations and recommend a
comprehensive monitoring mechanisms and controls as deemed necessary.
 Preparing reports to the Compliance Committees. Submit regular inundated reports and
required notifications to the regulations within gated timeframe.
 Review and approve the release or amendments of products, services, Ads materials, system,
enhancements., request of opening high-risk accounts and SLAs and ensure that its In-line
with all relevant rules and regulations.
 Manage the process of registering and cancelation or amendments in the registration for the
company’s gaff within CMA website, and represent ANB invest on all compliance- issues
with external parties, such as correspondent organizations and the regulator.
 Maintenance or CRSA Gaps and conducting tests as required, coordinate to ensure proper
implementation of FATCA & CRS requirements within the company.
May 2013-May 2018 ANB invest Co. Local share Dealer
 Amendment and review policy and procedure under Brokerage.
 Handled all the quires of customers.