Senior Compliance Officer
Glencore
Total years of experience :8 years, 9 Months
Conduct KYC due diligence on new and existing counterparts from e.g. sanctions, anti- money laundering (AML), prevention of facilitation of tax evasion perspective.
Interact directly with our counterparts and internal stakeholders across the globe in relation to the KYC due diligence.
Conduct compliance screening and resolve overnight matches on counterparts in order to identify, document and mitigate compliance, reputational and regulatory risks. We would log STRs AND SARs where need be. Through everything we would build a profile on a client and sign off if we think they are a legitimate counterparty.
Work with the team members on various compliance projects and enquiries.
Implementation of new system to assist the company in their everyday operations to counteract money laundering.
Testing of systems viability.
Assisting company through monitorship by KPMG.
I have a 3 majors. they are Accounting, Risk Managment and Business Management
