gamal zaghloul

* Cairo Capital Securities (Cairo, Egypt) 2010 - present
(One of the Subsidiaries of Cairo Financial Holding)
Head of compliance


Responsibilities
1. Oversees the process of regulation of laws in the organization

2. Develops, initiates, maintains, and revises policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct

3. Initiates investigative procedures in case there is a violation of procedures, policies, rules or regulations.

4. Provides reports on a regular basis, and as directed or requested, to keep the Corporate Compliance Committee of the Board and senior management informed of the operation and progress of compliance efforts.
5. Overview the margin disk operations, and prepares the rules and procedures for operating the disk
6. Generating reports concerning the client cash and stock positions.
7. Dealing with the customers complaints and taking the appropriate procedures for clearing it
8. Dealing with all the regulating authorities (EFSA, EGX, MCDR) in any issues relating to the company.

* Cairo & Alexandria stock exchanges (Cairo, Egypt) 2006 - 2009 Senior analyst in the Market surveillance Department

Responsibilities:
1- responsible for investigating and preventing abusive, manipulative, or illegal trading practices in the department acting as a security organization that watches for potential fraud, to protect the interests of investors who invest in the market.

2- Perform research and investigations to identify the reason for potential violations.

3- Document research results and escalate violations and/or suspicious activity according to the stock market policy and regulatory requirements.

4- Monitor changes in securities regulations and industry technology to design and implement various policies and procedures.

5- Conduct ad-hoc Surveillance, Employee Trading and Registration Projects.

6- Effectively communicate project expectations to team members and stakeholders in a timely and clear fashion.

* Barclays Bank July- September 2004
Summer intern in the operations department

*Vodafone Egypt July-September 2003
Summer intern in the sales department



1. Participated in training the brokers on the Egyptian trading system (OMEX)
2. Developing the indices maintenance unit in EGX
3. Participated on developing the operating rules of the omnibus accounts facility in EGX
4. Developing the internal rules and procedures for CCS (Cairo Capital Securities)
5. Developing the rules and procedures for operating the Margin disk on CCS
6. Participated on developing the trading surveillance system in CCS


Courses and conferences attended
* Short selling Mechanism of action training program organized by MCDR Feb 2009
* Trading system (OMEX) training program at CASE June 2008

* Successfully structuring and implementing mergers and acquisitions held in
Dubai JW Marriott. June 2008
* Derivatives program organized by Cairo & Alexandria stock exchange