Geetika Amlani

Regulatory Compliance Officer

•Daily transaction monitoring, checking through screen reports/notifications and alerts to ensure that the transactions complied with advised AML procedures. Co-ordinates
•Compliance issues of assigned branches across UAE and Direct Reporting to CCO.
• Providing Compliance approvals for various blocked transactions and liaising with CCO and branches on all matters relevant to AML.
•Raising STRs where appropriate to CBUAE and doing risk based analysis of large valued / large volume customers to ensure branch KYC and TDD are complying with advice procedures.
•Preparation of monthly & quarterly reports in accordance of Central bank guidelines

Business & Finanicial Advisor


• Consult teams worldwide and highlight compliance issues associated with accepting a new client/ engagement or risks associated with any ongoing services.
• Work with clients regulated by SEC or member country regulations to analyse risks associated with any proposed corporate action.
• Compile and analyse company data using information available through primary and secondary sources.
• Process work for global high profile accounts; work with teams across USA, France, and
India.

To enter data from the past financial year.
To be able to analyze and query any anomalies in the data.
To take specific instructions and deliver results within tight timelines
To keep a track on everyday business transactions and update the same on the software of the company.

Risk Consulting - Risk & Compliance.


• AML/KYC Rolling Review of USA based Investment Banking Client.
• AML/KYC Periodic Review of UK based Corporate and Institutional Banking Client.
• KYC, SDD, and EDD Analysis
• Client Management
• Project Management


Management Consulting -


• The role involves case building (triaging) an account history and ensuring a full holistic investigation of each Payment Protection Insurance mis-sale allegation complaint for one of the largest bank in Europe.
• Preparing a Report of Investigation (ROI) in line with the FCA (Financial Conduct Authority, UK) guidelines and regulations. It detailed various parts of the case taking all evidence into consideration before uphold or defend any decision relating to the mis-sale of Payment Protection Insurance.