Aml Compliance Officer
National Bank Of Pakistan
Total years of experience :10 years, 1 Months
Working as Team member in Transaction Monitoring - AML | CG
Duties & Responsibilities:
• Proficiently review alerts generated by the AML surveillance system (Oracle - FCCM) and other money laundering detection systems, skillfully identifying potential money laundering activities.
• Ensure timely resolution of identified alerts within the specified turnaround time (TAT).
• Thoroughly conduct required due diligence on individuals, accounts, or activities, adhering to AML regulations. This includes assessing high-risk countries and entities, OFAC-sanctioned entities, politically exposed persons, watch-list entities, and money services businesses.
• Expertly perform manual and system data mining reviews for banking clients, while also coordinating comprehensive KYC investigations for businesses located in high-risk jurisdictions and meticulously analyzing transactions.
• Conduct in-depth research and investigations for related alerts, preparing and filing STR/SAR reports as necessary.Working as Team member in Transaction Monitoring - AML | CG Duties & Responsibilities: • Proficiently review alerts generated by the AML surveillance system (Oracle - FCCM) and other money laundering detection systems, skillfully identifying potential money laundering activities. • Ensure timely resolution of identified alerts within the specified turnaround time (TAT). • Thoroughly conduct required due diligence on individuals, accounts, or activities, adhering to AML regulations. This includes assessing high-risk countries and entities, OFAC-sanctioned entities, politically exposed persons, watch-list entities, and money services businesses. • Expertly perform manual and system data mining reviews for banking clients, while also coordinating comprehensive KYC investigations for businesses located in high-risk jurisdictions and meticulously analyzing transactions. • Conduct in-depth research and investigations for related alerts, preparing and filing STR/SAR reports as necessary.
Skills: PowerPivot · Data Analysis · Transaction Monitoring · Microsoft Power Query · Business Intelligence (BI) · Microsoft Office · Communication · Decision-Making · Analytical Skills
Working as Team member in TMS - FCC Monitoring
Duties & Responsibilities:
• Review / Investigate / Analyze alerts assigned by manager generated either through EN - Profiling (SafeWatch) on daily basis &/or through any particular system generated reports (daily / monthly / quarterly / annually).
• Close monitoring of transactions in high-risk areas.
• Identification and escalation of any suspicious / out of pattern / unusual transactions to the manager for review and possible reporting.
• Initiation and follow up for closure of alerts prescribed TAT.
• Ensure that alerts are closed with logical reasoning and the entire trail is kept is captured in the system for audit purpose.
• Special Assignment & Additional Task as assigned by the management from time to time.
Working as Team member in TMS - Anti Financial Crime Compliance (AFCC)
Duties & Responsibilities :
• Investigate and assess transaction alerts generated through automated system (Risk Nucleus / FCM) for possible money laundering risks in the Bank.
• Escalation & resolution of system generated alerts within the prescribed TAT via T24, EWP (BL) and CAI (CB).
• Ensure timely, efficient reporting of suspicious transactions to the financial monitoring unit.
• Obtain documentary proof of suspicious transactions and ensure effective record keeping of suspicious transaction identified and report to financial monitoring unit.
• Ensure timely response on external queries from different regulatory bodies and law enforcement agencies.
• Any other tasks assigned by the Team leader / Unit Head / AFC Head from time to time.
Worked as Team member in AML Compliance & Screening Unit
Duties & Responsibilities :
• To manage workflow of File notes monitors in hPLUS from generation till closure.
• Review and assessment of File Notes in hPLUS of assigned branches for possible identification of STR.
• To ensure that all detections of possible matches, appearing in SafeWatch are reviewed and disposed-off properly.
• Ensure follow up with Business to respond AML queries within defined timelines.
• Ensure regular follow up with branches to map CTR created in hPLUS, which were not mapped in system, by branches for onward reporting to FMU within the defined timelines.
• Access, Analyze and submit all possible suspicious cases, to respective unit for necessary decision and filing with FMU.
• Ensure proper maintenance of MIS with respect to assigned tasks.
• To provide continuous guidance / training though telephonic discussion to relevant business staff.
• Any Other responsibility assigned by Unit Head / Head of FCC / Head of Compliance from time to time.
Worked as Team member in Branch Operations
Duties & Responsibilities :
1. Major Duties
• Scrutiny of Cheques and deposit slips
• Make Positions of the Over Draft Accounts (OD) about clearance of cheques and proceed to Relationship Managers for further process and approval.
• Scrutiny of Same-day Clearing (Outward & Inward)
• Corresponds to different branches about Same-day Inward Clearing Cheques present in our Branch for CBC and Signature Verification for further process.
• Settlements, Balancing of Outward Clearing heads.
• Scrutiny and disbursement of Pension of Govt. Employees.
• Scrutiny of Inter-City Clearing (Inward)
2. Additional Duties
• Processing of Inward Clearing (Normal)
• Utility Bills (Posting & Scrutiny)
• Corresponding with K-Electric for related issues
• Other Departmental tasks as and when assigned.
Duties & Responsibilities:
• SOA (Campaign)
Address updation of customer to reforward their statements of account.
• Banc Assurance (Campaign)
To sale family protection insurance plan named as UBL Term Life.
• SMS Alerts (Campaign)
To activate SMS alert services on customer’s registered number to aware about their account activities on daily basis frequency.
• E-statement (Campaign)
To activate and send e-statements on customer’s registered email address on customer’s demand with the frequency of daily, weekly, monthly, fortnightly, semi-annually and annually.Duties & Responsibilities: • SOA (Campaign) Address updation of customer to reforward their statements of account. • Banc Assurance (Campaign) To sale family protection insurance plan named as UBL Term Life. • SMS Alerts (Campaign) To activate SMS alert services on customer’s registered number to aware about their account activities on daily basis frequency. • E-statement (Campaign) To activate and send e-statements on customer’s registered email address on customer’s demand with the frequency of daily, weekly, monthly, fortnightly, semi-annually and annually.
Skills: Customer Support · Customer Service
