Customer Screening Agent
HSBC - United Arab Emirates
مجموع سنوات الخبرة :4 years, 6 أشهر
• Involved in Remediation Project of Customer and staff accounts for MENA region.
• Investigating red flags raised by online screening tools and local regulatory lists against the customers in MENA, USA, CANADA, EU, ASP and gaining global experience through the work.
• Processing of Weekly MIs for the completed work and pending work for the MENA, USA, CANADA, EU and ASP regions.
• Screening local and global customers according to the Global & Local policies; identify the risk of sanctions and escalate / report to the Sanctions Advisory and the senior management for necessary actions.
• Requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new and existing Clients
• Involved in Remediation Project of High Risk and Standard Risk Account related to Private Banking
• Investigating red flags raised by online screening tools such as World Check, DowJones, Orbit, etc.
• Updated and maintained the database of the remediated accounts.
• Maintained a track of the documents.
• Rectification of Individual, Entity and Corporate clients documents as per compliance programs and projects.
• Undertake a wide range of data gathering, evidence and analysis; deviations or deficiencies in the KYC or customer information/ suspicious transactions and report to Senior Management/ Manager Compliance carry further investigation and necessary actions.
• Perform World Check/ News check on the individual client or Company, research on Google to eliminate and identify the risk of PEP's. FPEP's, Corruption, Bribery, Fraud, Sanctions etc.
the data models in the old system and new system.
•Arrange data according to the new system.
•Maintain the Data Base.
•Generate monthly reports.
•Train the employees for the new system.
•Assign applicable authorization privileges to the employee,
Subjects :- Mathematics, Physics and Computer Science