Kinjal Surti

• Monitored and screened financial transactions using Fircosoft o identify potential sanctions risks
and AML concerns
Reviewed alerts generated from screening systems and analyzed matches against global sanctions
lists (OFAC, UN, EU)
Differentiated true hits from false posit isk
Escalated suspicious transactions to compliance teams in line with regulatory requirements
Maintained accurate investigation records and ensured audit readiness
using a ssed approach and transaction analysis

Ensured timely closure of alerts within SLA and adherence to intemal compliance standards
Collaborated with KYC and compliance teams to strengthen AML controls and support
regulatory audits
«Monitored SWIFT messages and validated transactions to prevent fraud and financial crime
«Partnered with banking institutions ensuring compliance with regulatory and risk frameworks
© Coordinated with compliance teams to align partnership operations with AML and KYC
requirements
« Ensured financial transactions complied with internal controls and audit requirements
«Supported audit processes and maintained accurate financial documentation
© Managed high-volume financial transactions ensuring compliance with internal policies
«Supported audit and compliance requirements through accurate reporting and documentation

«Conducted Customer Due Diligence (CDD) and verified client documentation
• Supported AML compliance by maintaining accurate and updated KYC records

Handled customer transactions and escalations enst ing compliance with banking protocols