INTERNATIONAL CLIENT ONBOARDING MANAGER- MENA/APAC
HSBC
Total years of experience :8 years, 0 Months
UHNWI (Private Banking & High RIsk) Client Onboarding, End-to-end Client Servicing, International Case Manager, CDD, EDD, KYC, AML- Specialist, Risk Categorization, OFAC SDN List screening, PEP/SCC/Sanctions Screening, Financial Crime & Regulatory Compliance, Bank Secrecy Act (BSA), USA PATRIOT Act Compliance, Counter Terrorism Financing, Cross Border Account Opening, SAR Reporting, Case Summarizarion, Report Writing, Expat/ Offshore Banking/ Business Development, Sales (Cross & Up Selling), MIS Reporting and analysis, Training, Coaching & Mentoring, Team Management and Stakeholder/Project Management
Process Lead & Schedulig Coordinator, Client Liaison
Specialization:
Custody Servicing
Global & Dom. Trade Processing
FOREX Execution, Fed wire (WCM)
Wire transfers -TELEX /SWIFTs
A/c Mgmt. : Journal/Ledger
Investment Manager (IM) Liaison
Trade Amendments
Commissions and Repatriations
Equities, Fixed income (FI) Bonds,
SWAPS, OTCs & Pension fund- 401k
Time Management (SLA)
MI/EOD Reporting, Analysis
Significant Achievements:
• Second-level Checker: Granting approvals for
large monetary transactions above $1million (FTP
policy), EOD reporting & Data Analysis
• Successfully Migrated 2 Processes (INHOUSE and
CANADA): Documentation, guidelines, processing
Global/Domestic trades, FOREX & Account Mgmt.
• Enhanced revenue to the cost centre in excess of
$10, 000. Reduced training, travel, manpower &
miscellaneous expenses.
• Highest volumes of FX and trades executed, with
no errors or repatriations in Best team - 2009
• Individual Award for Quality & Attention to Detail
,
INDIA, 2+3 years
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