محمد الشمري

 Implementing, and maintaining compliance & AML policies, procedures introducing them to employees.
 Implement compliance plan.
 Conducting regulatory compliance reviews and compliance risk analyses.
 Follow up the circulars issued by SAMA CMA and CCHI and ensure to Implement.
 Evaluating the adequacy and effectiveness of the compliance system of the Company.
 Providing training to employees on compliance.
 Designing ways to detect, investigate, and address any cases of non-compliance or violations.
 Preparation supervisory visit reports
 Follow-up on findings and report the status on monthly basis.
 Prepare AML investigation reports and submit to the head of department for review and approval.
 Supervisory visits to the branches of the company.
 Customer due diligence.
 Update and review KYC form.
 Send suspicious reports to the Financial Investigation Unit.
 Receiving suspicious cases from the company.
 Knowledge of regulations issued by the regulatory authorities.
 Review company’s policies to ensure all the Compliance & AML requirements are addressed.
 Implement monitoring procedure for “High-Risk Client”, to ensure fully compliance with SAMA requirements.
 Implement the annual plan for AML review, and issue reports of the review result.
 Provide the Audit Committee with AML reports for each quarter.
 Provide awareness of AML to employees and stakeholders.
 Identify AML weaknesses, test the AML control effectiveness, and recommend a corrective action.
 Provide Audit Committee with compliance and AML reports for each quarter.

 Ensure the implementation of regulatory instructions such as SAMA, CCHI and CMA.
 Published circulars issued by the regulatory and translated.
 Supervisory visits to the branches of the company.
 Customer due diligence.
 Update and review KYC form.
 Use Thomson Reuters link to review all suspects names and sanctions.
 Send suspicious reports to the Financial Investigation Unit.
 Receiving complaints from regulatory and working to correct them.
 Knowledge of regulations issued by the regulatory authorities.
 Obtain approval from the Board of Directors for policies and procedures.
 Provide Audit Committee with compliance and AML reports for each quarter.

 Marketing of insurance products.
 Issuing insurance policies for vehicles and medical.
 Supervision and control over the branches of the company and ensure the achievement of the goals.

 Payment of claims compensation.
 Receiving insurance applications.
 Issuing insurance policies for vehicles.
 Receiving customer complaints.