Compliance & AML Manager
Amlak International for Real Estate Finance Co
Total des années d'expérience :9 years, 1 Mois
Implementing, and maintaining compliance & AML policies, procedures introducing them to employees.
Implement compliance plan.
Conducting regulatory compliance reviews and compliance risk analyses.
Follow up the circulars issued by SAMA CMA and CCHI and ensure to Implement.
Evaluating the adequacy and effectiveness of the compliance system of the Company.
Providing training to employees on compliance.
Designing ways to detect, investigate, and address any cases of non-compliance or violations.
Preparation supervisory visit reports
Follow-up on findings and report the status on monthly basis.
Prepare AML investigation reports and submit to the head of department for review and approval.
Supervisory visits to the branches of the company.
Customer due diligence.
Update and review KYC form.
Send suspicious reports to the Financial Investigation Unit.
Receiving suspicious cases from the company.
Knowledge of regulations issued by the regulatory authorities.
Review company’s policies to ensure all the Compliance & AML requirements are addressed.
Implement monitoring procedure for “High-Risk Client”, to ensure fully compliance with SAMA requirements.
Implement the annual plan for AML review, and issue reports of the review result.
Provide the Audit Committee with AML reports for each quarter.
Provide awareness of AML to employees and stakeholders.
Identify AML weaknesses, test the AML control effectiveness, and recommend a corrective action.
Provide Audit Committee with compliance and AML reports for each quarter.
Ensure the implementation of regulatory instructions such as SAMA, CCHI and CMA.
Published circulars issued by the regulatory and translated.
Supervisory visits to the branches of the company.
Customer due diligence.
Update and review KYC form.
Use Thomson Reuters link to review all suspects names and sanctions.
Send suspicious reports to the Financial Investigation Unit.
Receiving complaints from regulatory and working to correct them.
Knowledge of regulations issued by the regulatory authorities.
Obtain approval from the Board of Directors for policies and procedures.
Provide Audit Committee with compliance and AML reports for each quarter.
Marketing of insurance products.
Issuing insurance policies for vehicles and medical.
Supervision and control over the branches of the company and ensure the achievement of the goals.
Payment of claims compensation.
Receiving insurance applications.
Issuing insurance policies for vehicles.
Receiving customer complaints.