Certified expert & International Trade Expert - Specialist in governance, compliance, risk and fraud
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Total years of experience :18 years, 2 Months
• Capital Markets Supervision Consultant for a period of 3 months Contracting consultancy work for the purposes of a short-term project to establish a mechanism for oversight, disclosure, governance and analysis of the financial statements of listed comp
Executive Director of Compliance, Governance and Money Laundering to carry out internal audit work on all company departments, governance reports, deal with the regulatory authorities in the country and carry out the work of the Anti-Money Laundering and Terrorist Financing Department. He also participated in preparing the Board of Directors’ reports and activity reports. Follow up on all periodic reports with the company before the regulatory authorities, in addition to To develop a system to measure the performance of the target in the company's strategic and operational plan and verified
• Directing periodic and unannounced inspections of brokerage firms based on trading control information, manipulations and financial irregularities in companies.
• Directing the process of reviewing and auditing the interim and annual financial statements and financial reports issued by brokerage firms to ensure their compliance with laws and policies.
• Directing the auditing of all budgets, profit and loss account and all financial statements related to financial markets, commodities and brokerage firms.
• Directing the study of financial reports submitted by companies related to (separation of accounts, solvency, maturities of receivables and client receivables and margin trading)
• Directing the audit of the trading records of companies to verify their compliance with the laws, regulations, instructions and decisions related to the registration of all transactions in the stock and commodities market and its trading and budgets.
• Directing investigations and verifying complaints of investors or companies regarding violations of one of the conditions of trading securities and commodities in the capital market, in addition to investigating complaints from the Complaints Department.
• Directing the conduct of personal interviews with candidates for internal controller in brokerage firms.
• Directing the study process and responding to inquiries and topics submitted by either the internal bodies of the Authority or external bodies.
• Submitting proposed amendments to legal articles.
Bachelor of Commerce – Accounting Specialization - Graduate Diploma - Auditing and Financial Statements Analysis -