Assistant Manager - Regulatory Reporting
HSBC
مجموع سنوات الخبرة :19 years, 0 أشهر
• Reporting various important returns to PRA and BOE, including FSA001, FSA004, Country Exposure Return, PRA Impairment analysis, and PIIGS exposures
• Understanding the requirements of PRA and HKMA, and computation of Basel II Risk Weighted Assets on AIRB approach under both authorities norms
• Understanding the various risk components of AIRB approach, including Loss Given Default (LGD), Probability of Default (PD), Maturity and Customer Risk Rating (CRR), and ensuring that these risk components are correctly applied
• Understanding the differences caused by dropouts and deficiencies of various systems, and ensuring that these deficiencies are resolved, thus reducing the number of manual adjustments
Evalueserve, Gurgaon (Jul '11 - Till date)
Senior Business Analyst (Reporting to AVP)
Key Responsibilities
• Managing a team of 2 analysts each for Healthcare and Software sector for US based Investment Banking client
• Performing sanity checks and quality checks on clients' deliverables
• Structuring deliverables and developing new capabilities and research products for the clients
• Won several laurels/appreciations from the clients' and senior authorities for the projects delivered
• Facilitating clients' in developing results driven strategies, Company Profiles, Trading and Transaction comps
• Developing financial models to study and analyze sector / geography transactions, Bid-Premium analysis, Leverage analysis, WACC analysis, Capital structure analysis and Sensitivity analysis
• Preparing various models like DCF model, LBO model and multi-merger accretion-dilution model to facilitate valuations of companies under coverage
• Benchmarking companies on various financial and operating parameters to analyze competitive positioning
• Proficient on various data sources like CapitalIQ, Merger Market, Thomson, Bloomberg, FactSet, 451 Research, Gartner, Hoovers, Reuters and Factiva
• Played a significant part in the expansion of Healthcare team from 1 to 3 in number by converting the pilot project to contract for the current client \[Nov '2011\]
Copal Partners (a division of Moody's), Gurgaon (Nov '07 - Jul '11)
Deputy Senior Associate (Reporting to Vice President)
Key Deliverables: • In-Depth financial statement analysis (historical) of companies under coverage by analyzing their operating, leverage and performance ratios to track the financial and operational performance
• Prepared Company Profiles highlighting key financial parameters, business activities, ownership details, management profile and investment parameters
• Prepared Company and Transaction comparables for financial analysis and company valuation
• Prepared Benchmarking analysis sheets to study, analyze and project Industry/Market trends
• Prepared Industry Overview, Share Annotation charts and Financial Models to compare Peers in Sector/Region
• Perform Quality checks on typical Investment Banking products - Detailed Profiles, Trading Comparables, Transaction Comparables, Company Screening Reports and Benchmarking Analysis sheets
• Involved in leading and training & development of 2-3 Senior Analysts
• Consistently won Pleasing Performance Rating; Got promoted at regular intervals; success ladder has been- Senior Analyst > Junior Associate > Associate > Deputy Senior Associate
Sesame (Subsidiary of Friends Provident), Gurgaon (Jun '05 - Nov '07)
Senior Executive (Reporting to Team Leader)
Key Deliverables: • Monitoring and compliance checks of advice and recommendations of Independent Financial Advisers (IFAs) based in UK who recommends Investment, Mortgage, Protection and Pension policies to their clients'. The compliance involves evaluation of IFA advice after exhaustive market research and following the regulatory guidelines and standards of Financial Services Authority (regulatory body of Finance sector in UK) and sends the feedback to the advisors if any inconsistency found in their advice process
Personal Vitae
MS Finance from ICFAI, India
Passed all levels of CFA in first attempt
• Cleared all the levels of CeFA (Certificate of financial advisers) and CeMAP (Certificate of mortgage advising practice) conducted by Institute of Financial Services (IFS), UK
• Completed B.com from Christ Church University, Kanpur