Operations Processing Consultant
TANFEETH - EMIRATES NBD
Total years of experience :12 years, 1 Months
• Perform audits of areas assigned, in line with the Engagement Plan under supervision of Team Leader.
• Prepare working papers of areas audited; supported by sufficient and appropriate audit evidence.
• Interact and communicate with management to discuss and present audit results, gaining acceptance and providing advice to remediate on audit issues.
• Review of all documents related to account opening processed by ARC Account Maintenance Department and Control Unit against Bank’s regulatory requirements.
• Preparation of compliance review reports on regular basis and proper reporting of violations or potential violations to duly authorized enforcement departments as appropriate.
• Maintenance of quarterly MIS reporting regarding discrepancies in documentation & their frequency to further guide the branches and minimize the account return ratio.
• Verifying the proper bifurcation of the authorized signatories & representatives in company accounts, in accordance to Memorandum of Associations.
• Review of the amended Board Resolutions of the companies, stating the delegated authorities to the respective parties.
• Ensure the quality of data held within the master database applications for financial instruments are kept up to date
• Work closely with various system support groups and global Security Coding teams to ensure that a consistent model is followed with respect to the critical reference data
• New security set ups and modifications
• Provide effective maker/checker function to ensure data quality and accuracy
• Ensure adherence to all audit policies and procedures
• Provide UAT testing with strategic technology rollouts
• Work various shifts to support pre-market, market close, regulatory reporting and other events pertained to APAC, EMEA, and NAM operations
• Identify, research, validate, setup & maintain legal entity reference data (leveraging internal/external stakeholders and data sources) on central repositories/applications; legal entity data forms an integral component of Credit Risk exposure; typically data spans legal name verification, address, nature of business, ownership etc.
• Liaise with internal/external stakeholders to provide exception management reconciliation/reporting
• Perform quality reviews/refresh of client reference data and our supporting processes/procedures
• Support the delivery of projects spanning: Market/Regulatory initiatives, Technology/Platform roll outs, migrations between various internal/external sources; responsibility may include coordination and input on project delivery (planning, analysis, requirements gathering, governance, status reporting, scheduling, etc)
• Performs research for growing industries, locally and globally. Collects data on reliable sources such as Government branches and reliable internet sources.
• Prepares Industry Report using data collected. Report should show Introduction of the Industry, Market Opportunity, Philippine Advantage, Incentives, Cost of Doing Business and Government Contacts.
• Prepares graphs from data collected for Manager’s presentation to clients.
University of Santo Tomas College of Commerce and Business Administration Bachelor of Science in Business Administration Major in Business Economics Academic Year 2008-2012