KYC Specialist
UBS
Total years of experience :11 years, 9 Months
End to End Corporate Global core KYC - Periodic Reviews
Key Responsibilities:
• Monitor the implementation and proper execution of regulations issued by the supervisory and regulatory authorities - The Central Bank of Oman (CBO) and the National Centre for Financial Information (NCFI).
• Act as a contact point of the company for CBO and NCFI-FIU. Coordinate with them in AML and related issues.
• Oversee the investigation and filing of STR (Suspicion Transaction Report) for suspicious transactions and report the same to regulatory authority whenever necessary.
• Maintain oversight on Transaction Monitoring process and STR’s from across 25 branches of Hamdan Exchange.
• Develop AML Compliance procedures and examine AML strategies and objectives on a regular basis and ensure it is aligned with the requirements of applicable laws and regulations.
• Oversee and arrange for independent reviews/audits of country specific AML compliance program on a periodic basis to ensure monitoring, proper implementation and execution of regulations, policies and procedures.
• Expert in working with Client’s Information across five Money product agent partners such as Western Union, Instant Cash, Xpress Money, Trans-fast and EzRemit in terms of remittances, transactions etc.
• Expert in working with transactions in terms of Telegraphic Transfer’s (TT) with many banks across multiple corridors such as India, Pakistan, Bangladesh, Srilanka, UAE, Philippines, Uganda, Morocco etc.; FOREX conversions such as USD, SAR, INR, QWD, BDT, LK, PKR, GBP, EURO etc.
• Conduct Money Product Internal/External Audits quarterly on behalf of Hamdan Exchange and as and when required and requested.
• Familiar with internal applications such as Casmex Operating Software and third party applications such as company registered websites, money products software’s, World Check, Google etc.
• Working closely with management, branch managers and staff to mitigate the risk of the Customer’s transactions and Assessing & keeping records of STR's updating accordingly
Key Responsibilities:
• Expert in working with Client’s Information across various Line of Businesses (LOB’s) such as Commercial and Investment Banking (CIB), Commercial Banking (CB), Consumer and Community Banking (CCB), Asset Management (AM) - Global Wealth Management (Regions - APAC, EMEA, LATAM, US) and Global Investment Management (GIM - Appway)
• Involved in END to END Holistic KYC Project in terms of HVD Creation, HVD Intake and Rejection, HVD Validation, HVD Alignment and throughout remediation and completion of the Holistic KYC Project
• Promoted as Quality Analyst in probation period due to my skills, productivity, quality and team initiatives
• Familiar with the KYC approved sources such as Customer Assist (CA), Client Central(CC), COLT CDD, RA KYC Portal, SKYC, CCB KYC Profile Viewer, PB Workstation, iPB Workstation, GSM, ECI Search System, CB KYC, CCB KYC System, GIM Appway etc.
• Trained on Several processes such as HOLSTIC KYC, HVD Making, KYC, CLS, and CDD etc.
• Familiar with third party applications such as World Check, Lexis Nexis Tool, Google etc.
• Working closely with other Compliance teams to mitigate the risk of the Clients and Assessing & keeping records of trigger events & validating Client’s profile accordingly
Key Responsibilities:
• Expertise in working with Transaction Monitoring (Customer Activity Monitoring Program), Client/Name Screening System (Security Compliance Data Matching), KYC, Client Onboard(COB), Customer Due Diligence etc.
Efficiently worked with UK, Asia-Pacific and HBME Regions.
• Expertise in working with Sanctions, ML and AML Concepts.
• Successfully completed several projects from Middle East to Asia-Pacific Region Countries within the timelines and ensured to meet individual & group targets.
• As a Management Information (MI) analyst played a key role in preparation of daily, weekly and monthly reports.
• Verify and validating Client’s Legal documents and validating information related to Client & associated parties with Compliance approved sources.
• Familiar with the Compliance approved sources (Business Applications) such as World Check, NORKOM, CSM, BMM, Document Viewer, GPS/MPS, HUB, GWIS and Companies registries.
• Working closely with other Compliance teams to mitigate the risk of the Clients and Assessing & keeping records of trigger events & validating Client’s profile accordingly.
Google Maps is a web mapping service application provided free for the user worldwide. It provides driving direction for users for traveling by foot, car, bike or public transport from source to destination for numerous countries around the world. It also acts as an urban business locator where you can search and find the required business location.
Key Responsibilities:
•To look after the quality of work done by the labelers, find errors, report errors and see that the errors are fixed correctly.
•Promoted as Quality Analyst in early period due to my skills, productivity, quality ad team initiatives
•Give feedback for the labeling team depending upon the maximum number of errors types found in order to improve the quality of maps.
•As a Management Information (MI) analyst played a key role in preparation of daily, weekly and monthly reports.
Computers
Computers