Taniya Kapoor

«Applied analytical ils 1 identify, assess, and mitigate risks associated with high-risk
banking clients, ensuring regulatory compliance and minimizing financial exposure of the
bank.
+ Conducted thorough investigations into suspicious activites and potential fraud cases, ullizing
financial forensics and transaction pattern analysis 10 protect the bank and is clients.
+ Executed comprehensive EDD reviews on high-risk cients globally, ensuring strict adherence
10 KYC policies and regulatory frameworks across multiple jurisdictions.
«Performed etaied forensic analysis on foreign client accounts to map financial crime
footprints and detect illicit activities, supporing regulatory compliance and risk classification
efforts.
«Applied risk assessment frameworks to categorize clients accurately, guiding resource
allocation and enhancing the effectiveness of due diigence and monitoring processes.
«Maintained up-to-date knowledge and applied international regulatory standards, including
AML, sanctions screening, transaction monitoring and Financial Action Task Force
(FATF) recommendations, adapting processes accordingly.
+ Worked closely with compliance, risk management, and operations teams to align due
diligence and exit review processes, driving integrated risk management strategies.
«Delivered high-quality due diligence and exit review reports consistently on time,
Gemonsirating precision and reliability under ight deadlines.
«Made informed decisions on complex cases involving high-risk clients, balancing regulatory
requirements with business objectives.
«Effectively managed workload in a fast-paced regulatory environment, prioritizing critical
tasks to meet compliance deadlines.
+ Took initiative to identify gaps in processes and recommend improvements, conribuing to
stronger controls and reduced financial crime risk.
+ Prepared and presented findings and reports to serior management and regulatory bodies,
facilitating transparency and compliance.
+ Maintained meticulous records and case files for al due diigence and exit reviews, ensuring
audit readiness and regulatory compliance.

«Working as a Senior Analyst to ensure
that we adhere to Standards of Lending Practi
review client accounts, lending arrangement and security with a view \{0 determine if
Secuty can be released or retained.
«Drive first point resolution and ensuring zero error rate while sharing the Aide-Memorie to
Relationship Directors
(RD) Relationship Support Managers(RSM) through email and
general interactions.
«Liaising with RDs, Barclays Business Managers, Stakeholders, Customers to understand
the requirement of current security and relabilty on any active exposure.
+ Perform data investigation and reconciliation to check the payment history, loans
overdraft, currency account and clients secured lending positon.
Performing Internal Control checks for the team on day-to-day basis.
Manage & maintain daily control check report
Deliver training to new joiners.
Track teams daily responses through maintaining data records & ensuring - 100% met SLA
tl date.
«Managing & maintaining daily MI workflow status report
+ Extracting audit dump & FSA report io perform checks & match data for Charge Ids with
Share point dump.
Support in adding MI tracker details for the team.
Handle team mail box and tagging emails to team members within time as per process
requirement.
Creating & maintaining Response received data sheet.
Perform, Manage & maintain Monthly Business Review (BR) call with stake holders.
Assisting new hires in Post Training Support programs as Subject Matter Expert with
practical knowledge of process and preparing them for process accreditation along with quality
control checks for accrediation purposes.
Handled Colleague Engagement acttcs.
Handing MER call with stakeholders.
Cross Trained in Barclays Business Lending Operation (BBLO) in DD que (Draw Down Dep.
Leading User Acceptance Testing (UAT) testing call for Post Sanction Workflow (PSW).
Lending Joumey of Barclays UK Clients with Fund Transfer (Drawdown)
~ Managing Large enterprise clients via ALS Tool, Salesforce, BPM.
+ Security checks, further Drawdown ino Solicitors account

+ Conducted in-depth reviews of client accounts,
adherence to Standards of Lending Practice, determining whether security can be released or
retained.
+ Drive first-point resolution in client interactions, maintaining a zero-error rate in aide-
memoir communications with RD and RSMs.
+ Lisise directly with RDs, Business Managers and key stakeholders to assess security
requirements and evaluate exposure reliabilty.
+ Investigate and reconcile financial data, including payment history, overdrats, loan
positions, and secured lending status across multiple currency accounts
+ Perform daily internal control checks, maintain control check reports, and ensure compliance
with audit and operational standards.
+ Deliver onboarding training and post-training support to new joiners; serve as a Subject
Matter Expert (SME) for lending processes and assist in quality control checks for
accrediation.
+ Track and report team SLAs and operational performance, ensuring 100% SLA adherence and
timely client responses.
+ Manage team shared mailbox and allocate incoming queries,
assignment according to process requirements.
+ Extract and analyze data from infernal systems (c.q., ALS Tool, Salesforce, BPM) o support
audis, FSA reporting, and Monthly Investigation (Mi) tracking (workflow Staius, responses,
and cal performance).
+ Lead Monthly Business Review (MBR) calls with senior stakeholders, presenting team
metics, issue logs, and improvement plans.
Cross trained in Barclays Business Lending Operations (BBLO) - Drawdown Queue.
Supported and led User Acceptance Testing (UAT) for Post Sanction Workflow (PSW),
Contributing to system enhancements and business readiness.
+ Managed large enterprise client portioios through end-to-end lending processes, ensuring
accurate security checks and drawdown into designated accounts.
+ Actively involved in colleague engagement initiatives, promoting tearm collaboration and a
positive work culture
suring timely tagging and

= Achieved zero audit findings across two consecutive quarters.
« Reduced tumaround ime for security reviews by 15% through process optimization.
+ Trained and mentored 10+ new Joiners, contributing (0 accelerated accreditation timelines and
improved process sccurscy.

«Assisting in processing B2B orders.
«Dealing with front line agents over calls for processing Telecom line feature and
socket connections.
«Handling outbound calls to front office agents to keep them update about the
progress of the order.