Internal Audit Supervisor
doha bank
Total years of experience :17 years, 11 Months
Leading and/or participating in audits evaluating the adequacy of controls for business units and/or key business processes, including:
Assisting the Audit Manager/Chief internal Auditor in the development of an audit approach and testing strategy for assigned audit projects to ensure all key business risks and controls (Corporate, SME, Retail and Consumer Credit) are evaluated.
Providing a first level review and approval of work paper documentation to ensure the retained documentation supports the audit work performed.
Preparing the initial draft of the audit report for the Audit Manager’s review, ensuring audit comments are clear, concise and focused on the root cause of the issue.
Providing the necessary supervision to assigned audit staff.
Ensuring risk classification integrity, adherence to collateral valuation procedures, portfolio quality, and completeness of loan documentation, credit policy adequacy and adherence.
Innovating and developing loan review processes to produce effective coverage and proactive metrics to detect issues.
Conducting audit reviews to assess quality of credit decisions; effectiveness of account monitoring, portfolio management, problem loan identification; and evaluating compliance with corporate lending policies to validate integrity of corporate risk classification assessments.
Identifying and communicating best practices for process improvement (Corporate, SME, Retail and Consumer Credit).
Assisting in developing methodologies to incorporate regulatory or other changes impacting policy requirements.
As a global resource, participating in audit assignments as required in any location
Responsible for Head Office Functions
Plan and execute approved audit program for Corporate, Retail and Consumer Credit review.
Carry out in-depth review of business processes, systems, credit proposals, documentation of credit, administration of accounts and credit transactions in Corporate and/or Retail / Consumer Credit operations.
Identify and evaluate inherent risks and provide recommendations mitigating these risks.
Identify weaknesses in internal controls and non-compliance with existing policies and procedures, including applicable State Bank regulations.
Responsible for the audit of the monthly Profit allocation method.
Also responsible to review the COSO testing plan, and coordinate with the consultant for the feedback related to it.
Conduct the appraisals of business and perform analytical procedures
Perform for the financial statements analyzing
evaluate the fraud risk
Achievements:
Established the Internal Control Department
Developed Internal controls Bank wide.
Prepare a Bank wide Risk based Audit program.
Complete Liaison with the Internal Audit department and conduct training session bank wide for the internal control awareness.
Internal Control
Assist the Senior Management, Internal Audit and COSO Compliance in the development of a risk-based global internal audit plan for the Bank;
Plan, supervise and/or execute internal control for effective and timely completion;
Prepare internal Control reports for management and Board;
Monitor, report and follow-up on outstanding audit observations;
Create internal control awareness through regular meetings with management and delivery of employee education sessions;
Lead or participate in special projects in which pay an important role in conduct walkthrough and developing process level workflow, Risk control matrix, identifying key controls, Testing Plan, Testing result, Gap analysis and Remediation plan of Corporate and SME Finance (FAPC, FATR, FE25, FIM, CF, RF, ERF I & II and NPL), foreign currency remittance (Inwards & outward remittance through TT and DD, collection and clearing), consumer finance ( House, Car, Generator and Personal Finance), ITGC (General control, antivirus policy, email policy, change configuration policy, access control policy, Deposit (Account opening, closing, maintenance, dormant, unclaimed, stop payment, cheque book, SSC and DSC and account operations and KYC, World check).
Risk Management (market risk, credit risk, operational risk, liquidity risk).
Mapping COBIT with COSO
Islamic Banking (Murabah, Ijarah, Salam and Islamic Banking division Functions)
COSO Compliance
Assist the Senior Management in risk assessment and development of the COSO assessment plan.
Creating process flow diagram, controls and risk assessment as per State Bank of Pakistan guidelines.
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Worked with Meezan Bank Limited is in Internal Audit Department as ACCA Trainee
Responsibilities
Accountable for reviewing and verifying records, compliance with policies, procedures and standards.
Develop audit procedures.
Skills
Brief knowledge of standard procedures of Bank
State Bank regulatory requirement
Participated on meeting with internal customer that’s branch manager and relevant authority
Worked with School of Business Studies is in Education Department as Faculty member
Responsibilities
Teaching the subjects of ACCA and CAT. Measure subjects includes Financial Management and Tax UK
Help student to build skills in order to pass paper in first attempt
Develop papers and take examination
Skills
Session Planning with time management and priority setting
Counseling.
Worked with The City School is in Admin department as an Account Officer/ Admission Tutor
Responsibilities
Payroll
Petty cash and budgeting for premises
Communication with parents
ACCA- Member