Senior Manager
Protiviti
Total years of experience :20 years, 2 Months
Banking and Financial Services (BFSI) domain - Key
Responsibilities include:
Business Development and client relationship management
Project Management: Risk Management review / implementation for Banks, COSO based
Internal control review exercise, Internal Audit assignments, Regulatory Compliance and AML
assignment, Financial Accounting, Capital Market Inspections framework development and
implementation, and high impact strategic consulting projects with Financial Institutions (Banks,
Stock Exchange and Regulators)
Conducting training assignments on Risk Management, Internal Audit and Regulatory
Compliance with extremely positive feedback
Operational Risk and Control - Key
Responsibilities include:
Leading Operational Risk Management activities like Control Risk Self-Assessment, SOX Testing /
Certification, Process Review, Key Risk Indicators, Loss Data Maintenance etc. for Credit
Derivatives products
Chintan Dholakia
Mobile: +965 96616754; Email: chintan78@gmail.com
Governance, Risk and Compliance Practice - Key
Responsibilities include:
Business Development and project management
Leading Risk, Compliance and Internal Audit engagements
Institutionalizing Operational Risk and Control Framework for all APAC offices for Listed
Derivatives business
Implementing and testing systems and processes for listed derivatives clearing, settlement and
risk management
Coordinate internal audit and compliance audit representing the front line functions
Risk Management - Key
Responsibilities include:
Implementing Risk Management framework for the retail broking business
Clearing, Settlement and
Risk Management- Key Responsibilities include:
Computation of limits and margins on futures and options, online real-time position limit
management, reconciliations, implementing market wide limits, trading member limits, stress
testing of Clearing Members; executing various corporate actions, implementing regulatory
directives across the listed derivatives markets and suggesting and testing system
enhancements
Financial Risk Management International Certificate in Banking Risk and Regulations