Gaurav Juneja, FVP - Investment Banking & Structured Finance

Gaurav Juneja

FVP - Investment Banking & Structured Finance

Sumitomo Mitsui Bank SMBC Nikko

Location
United States
Education
Master's degree, Finance & MIS
Experience
14 years, 6 Months

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Work Experience

Total years of experience :14 years, 6 Months

FVP - Investment Banking & Structured Finance at Sumitomo Mitsui Bank SMBC Nikko
  • India - Delhi
  • My current job since August 2013

• Lead Cross-Product Coverage for M&A, Investment Fund, Debt Capital Markets, Derivatives & Structured Finance. Advise clients, originate opportunities, devise financial solutions, execute marketing strategy, analyze credit & launch new product
• Monitored macro & micro news developments, analyzed financial markets, identified opportunity & diversified fee income
• Originated & closed $140M cross-border Japan Auto M&A. Identified business synergies & advised client on due-diligence deal structuring & valuation model. Defined alliance roadmap, pitched & won $700M Industrial & Road M&A mandates
• Originated Exim Bank’s $50M sovereign samurai bond private placement. Arranged investor roadshow, syndicated issue, negotiated yield pricing & steered JBIC enhancement. Marketed DCM proposals-Reg S, Euro MTN, Uridashi, Pro, Masala
• Advised & arranged $430m Latam Natural Gas & Asian Power ECA project finance. Analyzed project viability, created info memo/financial model, led non-sovereign Insurance product Reg approval, structured transaction & increased bankability
• Originated cross-border alliances in Industrial, Green, Education & Leasing. Analyzed industry gaps, market feasibility & competitive swot positioning, introduced Japanese partners, advised clients on entry strategy & proposed business model
• Launched new products & executed $170M market strategy-Yen Bond, FX Option, Solar PF, Leasing. Presented business case, analyzed peers, increased visibility, led project, mitigated risk, enabled operating model & got regulator approval
• Structured Acquisition Finance for $140M Japan Auto LBO & $330M Power Asset Restructuring Workout. Enabled M&A closure, created financial models, negotiated Guarantee & released bank collateral
• Conducted due diligence on Equity & Green Debt Funds investments. Cross-sold $405M Rates-FX Swaps, Trade, FC Loans & Cash to international clients. Facilitated $78M LNG Ship credit analysis & ECA Re-insurance
• Developing Pricing & Risk models for Oil Commodity Derivatives & negotiated $220M Cross-Border Rail Syndication. Studied market & regulation for Auto Securitization, Bond Investment, Property Finance, Lease, Swap Novation & Custody
• Analyzed Solar & Oil markets, identified Project Finance/Advisory opportunity, developed strategy & presented Termsheet
• Educated Front Office on Volcker & Basel III requirements, & ensured Volcker Compliance on US Derivative transactions

Director - Financial Markets (Rates, FX) at Standard Chartered Bank
  • United States
  • July 2012 to August 2013

• Advised Buy-side clients & drove SEF-Central Counterparty Clearing strategy for Rates Swap & CDS. Negotiated pricing, enabled Operating Model & interfaced with Tullet, Javelin & FXAll to execute LCH & CME trade workflows
• Aligned Front Office Business & Derivatives Strategies. Modeled Iosco Margin & Credit-Market Risk, presented Clearing, SEF & Volcker Business Cases to Sales Head, analyzed gaps, defined Business Models & launched new products
• Managed & delivered Americas OTC Derivatives Reg Reform-Dodd Frank, Clearing, SEF & Volcker. Led Front-Office Coo Product team of 2, launched new programs, executed client communications plan & chaired CEO Derivatives Committee
• Achieved Volcker Conformance. Advised clients on Volcker operational impact, analyzed Principal Investments, Trading Books & Hedging Strategy, drove Desk mitigation plans & executed Metrics - VaR, PnL Attribution & CFTR
• Analyzed Regulatory, Tax, Ops, Infra requirements to form New Co to house US Volcker activity. Presented options to GM
• Managed DF Title VII program for Sales- Business Conduct, Client Classification, Commodities Large Trader & Reporting

Business Product Manager at Deutsche Bank
  • United States
  • September 2010 to June 2012

• Managed & improved PnL Attribution for $3B EM E-Trade, EM, CDS, Bonds & CAD Rates Trading Desks. Analyzed & reconciled EoD Risk -PnL, ran & closed Books, & prepared daily T0/T1 reports with Market Commentary
• Drove launch of Columbia Sovereign CDS & $200M BRL Bond offerings. Drafted Business Case & Roadmap, coordinated New Product Approvals, addressed Regulatory queries & led Ops Infrastructure setup. Reduced Sovereign Credit-FX Risk
• Enhanced RMBS Credit Hedge with Prepay model to correct $24M VaR shortfall. Improved Greeks accuracy-Payup, Vega Cs01, Dv01, Basis, theta, OAS, LGD & default curve for CDS, Bond, MBS. Analyzed CDS-VIX Hedging strategy & liquidity
• Built Intra-Day Pricing-Risk model, setup Pricing Dictionaries in Risk Engine & enabled Trading of $4M IR Swaps
• Re-engineered Business Processes, enabled Operating Model & mitigated Op Risk for CDS, MBS, IRS & FX Risk-PnL Attribution, Collateral, Repo & MBS VaR. Enhanced Credit Trading & Market Risk policies with EM specifics
• Led CTB transformation, aligned Trade & Risk strategy, optimized trade processing, mitigated credit risk & met Regulation
• Presented Basel II-III, Volcker, Dodd-Frank ICE Credit Clearing CDS Pricing Penalty, IR Charge & Trace to Desk

Product Relationship Manager at Icap Financial Services
  • United States
  • November 2009 to November 2010

• Led & improved $2.6M Morgan Stanley & BoA-ML FX PB relationships. Marketed Post-Trade & Risk products, supported Sales & Prod Marketing, turned around difficult clients, managed PnL, prepared proposals & closed $560K new business
• Drove Strategic Alliance with CME on Cross-Asset FX-Futures SPAN Margin & increased Risk Hedging flexibility
• Managed business team (6) & enabled FX PB Post-Trade & Risk strategy- CLS Aggregation, Affirm-Confirm, NDF Order Mgmt & Billing. Settlement Fee reduced 89%, mitigated Op Risk & optimized FX Pnl flow. Chaired Coo steering committee
• Analyzed competitive SWOT, designed solutions, enhanced Product Roadmap & positioned new FX-Futures Risk/Trade offerings - VaR, CFD, Portfolio Margin, Exposure Limit Stress Scenarios, Ratings, CVA, Trade Matching & Basel II
• Advised banks & wrote whitepapers on Risk trends, Post-Trade operational best practices, Economic Capital, Dodd-Frank
• Enhanced Risk Framework with Market Risk aspects. Analyzed $2.2M FX portfolio & resolved Trade Breaks
• Designed Bond Greek models & launched Pre-Trade Fixed Income Stress product to mitigate $104M UST Risk

Education

Master's degree, Finance & MIS
  • at University of Pittsburgh
  • June 2001

MBA

Bachelor's degree, Computer Engineering
  • at University of Mumbai
  • June 1999

Specialties & Skills

Investment Banking
Leveraged Finance
Global Strategy
Mergers
Debt Markets
BANKING
Investment Banking
CUSTOMER RELATIONS
LOGISTICS
PRICING
Commodities
STRATEGIC

Languages

English
Expert
Hindi
Expert

Training and Certifications

CFA Candidate (Training)
Training Institute:
CFA Institute
Series 7 - FINRA (Certificate)
Date Attended:
August 2008

Hobbies

  • Travelling
    Have visited 4 of the Seven wonders of the world.
  • Philately
    Have stamps of 117 countries
  • Badminton
    Was a ranked player in Junior category. Continue to play for local team.