In charge AML/Compliance department UAE
Doha Bank
Total years of experience :21 years, 8 Months
Responsible for managing and controlling Anti Money Laundering and Compliance function for the UAE business
Principle Responsibilities:
Conduct AML/Compliance Reviews to ensure complete adherence of banks AML/Compliance Policy and Procedures and UAE CB regulations.
Identify and highlight Risks/Breaches related to ML/TF to the Senior Management.
Update business regarding key local laws/regulations, FATF recommendations and OFAC standards related to AML/ATF.
Ensure and update Sanctions Screening program for UAE business.
Ensure proper screening of all acquisitions against World Check, UAE CB negative check etc.
Provide compliance oversight to trade transactions related to sanctions.
Ensure proper compliance with Federal Law 4 of 2002 (Criminalization of Money Laundering) of the UAE
Coordinating and communicating with the AMLSCU, UAE CB, External Auditors and other regulatory authorities with functions related to AML and Compliance.
Ensure proper filling of STR online with the AMLSCU. Ensure AMLSCU and inquires related to Court cases are properly managed with effective TAT.
Training of staff on Anti Money Laundering and Compliance.
Ensure Customer Due Diligence process is properly implemented. Review FPEPs under CB UAE Notice 3809/09 to ensure compliance with the regulatory requirement
Conduct Compliance Reviews, and monitor Corrective Action Plan.
Annual AML/Compliance Policy review.
Principle Responsibilities:
Conduct AML/Compliance Reviews to ensure complete adherence of banks AML/Compliance Policy and Procedures and UAE CB regulations.
Identify and highlight Risks/Breaches related to ML/TF to the Senior Management.
Update business regarding key local laws/regulations, FATF recommendations and OFAC standards related to AML/ATF.
Ensure and update Sanctions Screening program for UAE business.
Ensure proper screening of all acquisitions against World Check, UAE CB negative check etc.
Provide compliance oversight to trade transactions related to sanctions.
Ensure proper compliance with Federal Law 4 of 2002 (Criminalization of Money Laundering) of the UAE
Coordinating and communicating with the AMLSCU, UAE CB, External Auditors and other regulatory authorities with functions related to AML and Compliance.
Ensure proper filling of STR online with the AMLSCU. Ensure AMLSCU and inquires related to Court cases are properly managed with effective TAT.
Training of staff on Anti Money Laundering and Compliance.
Ensure Customer Due Diligence process is properly implemented. Review FPEPs under CB UAE Notice 3809/09 to ensure compliance with the regulatory requirement
Conduct Compliance Reviews, and monitor Corrective Action Plan.
Annual AML/Compliance Policy review.
Position Objective
Assist the Country Compliance and Control Head (CCH) in administering the Compliance Program of Citibank Pakistan. Responsible for the business unit’s compliance with local and US laws, regulations, Citigroup ethical policies, and all local policies that apply to its products and activities.
Principle Responsibilities:
Manage compliance for South Region GCG branches in Pakistan.
Review and approve branch banking customer acquisition.
Principal liaison with Quality Assurance Unit for matters relating to Compliance in the branch banking.
Provide consultation and training to staff on Compliance and Anti Money Laundering
Ensure Sanctions and negative list screening for branch banking and ensure implementation of KYC policy and procedures
Public Transportation Company operating in Karachi under (UTS) scheme. (CNG powered vehicles)
Managing Operations, Fleet movement, Controlling Branches / Terminal
Scheduling shifts, Monitoring and Training Ticketing Officer.
Handled RTA, CDGK, and KTS for route allocation
Maintaining Strong Liaison with government legislator and law enforcing agencies
Planning transportation structure for DHA
Successfully completed project DHA & Received Best Performance Award from City Mayor Karachi. (Develop infrastructure and transportation network for DHA)