Internal Audit Section Head
Universal Group
Total years of experience :6 years, 9 Months
Evaluation of Internal Control System Establish a risk-based plan to determine the priorities .
Collect and analyze data to detect deficient controls, duplicated effort, extravagance, and fraud, non- compliance with laws, regulations, and management policies.
Conduct the internal investigation of compliance issues and determine the scope of investigation required.
Identify compliance issues that require follow - up or investigation.
File appropriate compliance reports on audit findings.
Disseminate written policies and procedures related to compliance activities.
Conduct periodic internal audits to ensure that compliance procedure are followed.
Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues, or dilemmas or report irregularities/violation.
Verify that all organization's regulatory policies and procedures have been documented, implemented, and communicated (Department's policies).
Inspect account books and accounting systems for efficiency, effectiveness, and use of accepted accounting procedures to record transaction.
Inspect HR compliance with government laws and regulation and employee documents.
Determine whether operating policies and procedures are adequate to safeguard assets, measure and control the economic and efficient use of resources.
Recommends improvements designed to safeguard company resources and ensure compliance with government laws and regulation.
Report to management about audit results and recommend changes in operations and financial activities.
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