Miguel Sanchez

- Head of Risk and Compliance at Ogier Global (Luxembourg), and DPO
- Develop and maintain internal policies and procedures
- Monitor activities, and report the results to the Board of Directors
- Regular internal audits and controls to ensure compliance with regulations
- Ensure all compliance-related documentation is accurate, up-to-date, and accessible
- Prepare documentation and support internal and external audits
- Review and update compliance programs to improve effectiveness
- Submission of the monthly, quarterly and annual reports to the Regulatory bodies
- Complete the Onboarding and Monitoring of New Clients
- Maintain relationships with regulatory authorities and ensure timely communication
- Investigate any incidents of non-compliance and take appropriate corrective actions.

- Conduct periodic reviews and manage regulatory compliance for fund services
- Develop and implement annual monitoring review plans- Generate daily reports and attend Senior management and board meetings
- Oversee quality assurance and act as a main point for escalation
- Administer IT tools, collaborating with developers for testing and improvements- Prepare KPIs for board meetings and MLRO/RC reports
- Complete CSSF survey sections- Participate in internal and external audit controls
- Proficient with Fenergo, World-Check, Finscan, CorPro, Pega, and Power BI

- Manager within 4 Remediation Projects, Leading the Business Divisions: LOANS, AGENCY, CORPORATE TRUST, AND ALTERNATIVE FUNDS (TA) SERVICES.
- Manager for other projects such: Client Onboarding, Migration, Internal Data Update
- Daily Reporting and Meeting attendance with Senior Management and Board
- In charge to Train the Individuals internally under the CSSF and DB Group Standards
- Appointed as main Contact for Escalations to AFC and Senior Management
- Controling Avaloq, and Familiar with World-Check, Firecrosoft. Orbis, Norkom, Lexis
- SME to test and support the development of the new Tools.

- Consultant for Different projects as Remediation, Periodic Review, Onboarding, Data Update, Quality Assurance, Audit and Compliance (Some as Project Manager)
- Projects in Clients such BBVA, CaixaBank, Banco Santander, and Bankinter
- Projects completed in Spain, Switzerland, and Luxembourg