Compliance Officer/Alternate compliance officer
Muthoot Exchange
Total years of experience :11 years, 2 Months
Act as the Money Laundering Reporting Officer
Monitor and approval of Telex bank transfer/Express
money/cash express/Transfast/ IME/ Instant cash/
money gram transactions.
Conducting KYC/CDD/EDD for the individual
customers and corporates.
Monitoring & Follow up with the branch transactions
& obtaining supporting documents if required.
Screening new and existing clients /corporate
customers by using Thomson Reuter’s world check
system, verifying the ID/Passport with using OFAC,
EU, CBUAE & UN sanction list.
Monitoring High risk Customers and transactions
and performing KYC review.
Staff Training on periodical basis.
Analyzing the transactions for any
Suspicious/unusual transactions and filing STR to the
FID in a timely manner.
Act as key contact point regarding all AML/CFT
related matters /queries from the central bank of
UAE and FID/AMLSCU.
Daily transaction Report upload to central bank of
UAE.
Review and ensure AML policies, procedures and
update all laws & regulations and internal Group
guidelines.
Act as the point of contact to receive Suspicious
Activity notification from employees.
Establish and maintain appropriate records of all
AML & Compliance related activities.
Forex operation like freign currency exchange, sale(wholesale & retail), currency exporting operations.
Handling all system software password like western union, demexis etc
Branch out & branch in all foreign & local currency
Handling of all check & cash Transactions
Approval & control of branch expense & petty cash
Tallying cash & foreign currency transactions & money transfers.
Preparing month end report.
Ensuring high quality service and customer relationship management
Forex operations like foreign currency exchange, sale (Whole sale & retail) & Currency exporting
operations.
Tallying cash & foreign currency Transactions and Money Transfers,
Bulk purchase & sales of foreign currencies, Travelers cards & cheque, Swift and TT Transfers also Western
Union Money transfers.
Dealing with Treasury, Preparing Cash & FC report, cash book, bank register, bank reconciliation etc
Making new tie ups with the corporates and banks
Ensuring high quality service and Customer Relationship Management.
Leading a result oriented team and is responsible for
managing the Branch Profitability.
Handling Forex Transactions and Money Transfers,
like Retail and Bulk purchase & sales of FC’s &TC’s,
Swift and TT Transfers and also Western Union Money
transfers.
Ensuring high quality service and Customer
Relationship Management
Managing cash & accounting functions and also
administrating daily staff & other office activities
Also attended to foreign exchange transactions &
currency transfers and provided customer services
Reporting on a periodic basis to the Area Manager
experience in Bonanza portfolio ltd as a Arbitrage
Dealer in NSE/BSE .
courses: For ACAMS Certification
and
(
ACAMS certificate of Achievement – CAMS6 online preparation. ACAMS Certificate of participation: MENA Focus: Formulating Risk-Based Oversight for Politically Exposed Persons (PEPs). ACAMS Certificate of Participation: How to Reduce Your False Positives by Over 50%: A