AVP Senior Officer, Treasury and Global Markets Compliance and Governance
Saudi National Bank
Total years of experience :11 years, 2 Months
• Implement compliance framework and monitor the adherence to rules and regulations and test the effectiveness of the controls in place.
• Participates in business meetings related to new initiatives, products and services in order to provide regulatory advice and confirm that all businesses are in compliance with the rules and regulations.
• Communicate any new regulatory rules to the business and perform gap analysis exercise to understand focus on the impact of the new regulations.
• Review findings and look into the root cause to mitigate the risks and plan future monitoring tasks to ensure adhering to the rules and regulations.
• Review received inquiries from business areas in order to provide them with the regulatory advice based on related rules and regulations.
• Conduct Product Risk Assessment for Treasury and Global Markets products.
• Enhance/develop controls of Risk Register items and follow up on corrective action plans.
• Plan and deliver training sessions to business areas in order to maintain strong Compliance culture at the bank.
• Review system development documents and ensure it is complaint with the rules and regulations.
Ongoing reviewed and tracked of operation expenses vs. budgets for both operating and administrative departments.
Performed check on raw materials, for determining any discrepancies between invoices and consumptions. It was done in groups with operation departments.
Submitted analytical reports of spending to insure that budgets are in line with business plans.
Supported Internal Control that reinforced by procedures in term of proper approvals and documentations as well as provided SAP consultations.
Participated in budget planning process.
Uploaded approved budgets into SAP.
Maintained monthly reconciliations and recorded them through SAP accounts in order to avoid any over or under spending.
- Responsible for fixed assets including registration and calculation.
- Recording business transactions for sales and maintenance.
- Acting as an internal auditor for inventory and distributing points.
The objective of the Master of Applied Finance program is to help individuals to enhance their managerial effectiveness in the field of finance. This program provides participants with a strong foundation in the principles and practice of finance, and furnishes them with new skills and analytical tools to form a sound basis for financial decision-making. The program is also designed to prepare students who may be interested in pursuing CFA qualifications. The courses are designed to capture large elements of the CFA curriculum.
It's an intensive program for academic studies as well as preparing for university.